Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Extension of the Comment Period for the Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to an Integrated Order Delivery and Execution System

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Date Received
Date Letter Type Commenter Name
Public Comment Michael T. Dorsey, SVP & General Counsel, Knight Securities, Inc.
Public Comment Anthony Broy, President, Hill, Thompson, Magid & Co., Inc.
Public Comment Kevin M. Foley, Bloomberg L.P.
Public Comment Kenneth D. Pasternak, President, and Walter F. Raquet, Chief Operating Officer, Knight Securities, Inc.
Public Comment Lou Eccleston and Kevin M. Foley, Bloomberg, L.P.
Public Comment Mike Cormack, Manager, Equity Trading, American Century Investment Mgt.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-98-17
Release Number
34-39794
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