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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-101457 Oct 29, 2024 SR-NYSEAMER-2024-61 NYSE American LLC (NYSEAMER) Notice of Filing of Proposed Change Amending Section 1003 of the NYSE American LLC Company Guide to Provide for the Suspension and Delisting of Any Company that: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Period with a Cumu
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-101452 Oct 28, 2024 SR-NYSEAMER-2024-62 NYSE American LLC (NYSEAMER) Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 971.2NYP
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-101386 Oct 18, 2024 SR-NYSEAMER-2024-49 NYSE American LLC (NYSEAMER) Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Permit the Listing and Trading of Options on Bitcoin Exchange-Traded Funds
View Received Comments
34-101249 Oct 4, 2024 SR-NYSEAMER-2024-59 NYSE American LLC (NYSEAMER) Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register.
See Also - Exhibit 5
34-101157 Sep 24, 2024 SR-NYSEAMER-2024-45 NYSE American LLC (NYSEAMER) Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 915 to Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and Any T
Comments Due: September 3, 2024
34-101108 Sep 19, 2024 SR-NYSEAMER-2024-55 NYSE American LLC (NYSEAMER) Notice of Filing and Immediate Effectiveness of Proposed Change to Establish Fees for the NYSE American Aggregated Lite Data Feed
Comments Due: October 16, 2024
See Also - Exhibit 5
34-101106 Sep 19, 2024 SR-NYSEAMER-2024-58 NYSE American LLC (NYSEAMER) Notice of Filing and Immediate Effectiveness of Proposed Change to amend the NYSE American Options Proprietary Market Data Fee Schedule
Comments Due: October 16, 2024
See Also - Exhibit 5
34-101086 Sep 18, 2024 SR-NYSEAMER-2024-56 NYSE American LLC (NYSEAMER) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: October 16, 2024
View Received Comments
See Also - Exhibit 5
34-101051 Sep 17, 2024 SR-NYSEAMER-2024-57 NYSE American LLC (NYSEAMER) Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.31E
Comments Due: October 15, 2024
See Also - Exhibit 5
34-101005 Sep 12, 2024 SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA–2024–02, SR-NYSECHX–2024–02, SR-NYSENAT–2024–01 New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT) Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments