Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change Relating to Supervisory Control Amendments

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Date Received
Date Letter Type Commenter Name
Public Comment Robert Roth, President, MWA Financial Services, Inc.
Public Comment Paul M. Phalen, CLU, FLMI, Assistant Vice President - Variable Product Services
Public Comment Sandra T. Masek, EVP/Chief Compliance Officer, Rhodes Securities, Inc.
Public Comment Victoria Bach-Fink, Executive Vice President, Wall Street Financial Group, Inc., Rochester, N.Y.
File Number
SR-NASD-2002-162
Release Number
34-46859
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