Comments on NASD Rulemaking

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from Brian A. Stern re: August 21, 2002, meeting with NASD
Meeting with SEC Officials Memorandum from Brian A. Stern re: August 21, 2002, meeting with NYSE
Meeting with SEC Officials Memorandum from Brian A. Stern re: August 13, 2002, meeting with Instinet et al.
Meeting with SEC Officials Memorandum from Brian A. Stern re: August 15, 2002, meeting with Nasdaq
Meeting with SEC Officials Memorandum from Brian A. Stern re: August 16, 2002, meeting with NASD
Meeting with SEC Officials Memorandum from Brian A. Stern re: August 19, 2002, meeting with Nasdaq
Public Comment Jon Kroeper, First Vice President, Regulatory Policy/Strategy, Instinet Corporation, Washington, D.C.
Public Comment Kevin M. Foley, Bloomberg Tradebook LLC
Public Comment K. Richard B. Niehoff, Chairman, President and Chief Executive Officer, The X-Change Corporation, New York, N.Y.
Public Comment William Joseph, Austin, Tex.
Public Comment Amy Montague
Public Comment James Ryan
Public Comment John K. Tarleton, Palm Harbor, Fla.
Public Comment George A Robles, Rancho Murieta, Calif.
Public Comment Ira Rosenbloom
Public Comment John M. Schaible, NexTrade Inc.
Public Comment John M. Schaible, NexTrade Inc.
Public Comment Meyer S. Frucher, Chairman and Chief Executive Officer, The Philadelphia Stock Exchange, Inc.
Public Comment William O'Brian, Senior Vice President and General Counsel, Brut LLC
Public Comment Kevin M. Foley, Bloomberg Tradebook LLC
Public Comment Michael T. Dorsey, Knight Trading Group, Inc., Jersey City, N.J.
Public Comment Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association
Public Comment Sol Reicher, Co-Chairman, Specialists Association; John Hawkey, Chairman, Floor Brokers Association; and James Hyde, Chairman, Options Market Maker Association: the Member Associations of the American Stock Exchange
Public Comment Mark P. Barracca, Corporate Counsel, NexTrade, Inc., Clearwater, Florida

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2001-90
Release Number
34-45156
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