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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery

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Date Sort descending	Letter Type	Commenter Name
Aug. 2, 2005	Public Comment	Avery B. Goodman, Esq., A.B. Goodman Law Firm, Ltd., Fort Collins, Colorado
Aug. 2, 2005	Public Comment	Jill Gross, Director, Barbara Black, Director, and Richard Downey, Student Intern, Pace Investor Rights Project
Aug. 1, 2005	Public Comment	Avery B. Goodman, Esq., A.B. Goodman Law Firm, Ltd., Fort Collins, Colorado
Aug. 1, 2005	Public Comment	Phil Cutler, Cutler Nylander & Hayton, Seattle, Washington
July 25, 2005	Public Comment	Al Van Kampen, Rohde & Van Kampen PLLC, Seattle, Washington
July 20, 2005	Public Comment	Dennis M. Pape, Esq., Huntington Station
July 19, 2005	Public Comment	Steven B. Caruso, Maddox Hargett & Caruso, P.C., New York, New York
July 13, 2005	Public Comment	Seth E. Lipner, Deutsch & Lipner
July 13, 2005	Public Comment	Steve Buchwalter, Law Offices of Steve A. Buchwalter, P.C.
July 12, 2005	Public Comment	Richard Skora

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2005-079

Release Number

34-51981

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