Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Annual Compliance Meetings

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Date Received
Date Letter Type Commenter Name
Public Comment Afshin Atabakl, Counsel, NASD
Public Comment William F. Marshall, President, First Winston Securities, Inc., Winston-Salem, North Carolina
Public Comment Jed Bandes

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-004
Release Number
34-51368
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