Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Filing Documents Pursuant to NASD Rule 2710 (Corporate Financing Rule -- Underwriting Terms and Agreements)

Filter comments

Date Received
Date Sort descending Letter Type Commenter Name
Public Comment H. Callcott, Bingham McCutchen LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-177
Release Number
34-50984