Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation Date of Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2310)

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Date Received
Date Letter Type Commenter Name
Public Comment Bruce L. Cleland, President & Chief Executive Officer, Campbell & Company, Inc.
Public Comment David J. Vogel, President, Citigroup Managed Futures LLC
Public Comment John G. Gaine, President, Managed Funds Association
Public Comment Ken Steben, President of the General Partner, Steben & Company, Inc.
Public Comment Rita M. Molesworth, Chair, Committee on Futures Regulation
Public Comment Christopher Malo, Vice President, CIS Investments, Inc.
Public Comment Mark S. Stratton, President, Beacon Management Corporation
Public Comment Lawrence D. Israel, President, Exchange Analytics Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-136
Release Number
34-50335
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