Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt NASD Rule 2111 to Prohibit Members from Trading Ahead of Customer Market Orders

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Date Received
Date Letter Type Commenter Name
Public Comment Amal Aly, Vice President and Associate General Counsel and Ann Vlcek, Vice President and Associate General Counsel, Securities Industry Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-045
Release Number
34-51230
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