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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Adopt NASD Rule 2111 to Prohibit Members from Trading Ahead of Customer Market Orders

(Release No. 34-51230; File No. SR-NASD-2004-045)

  • Amal Aly, Vice President and Associate General Counsel and Ann Vlcek, Vice President and Associate General Counsel, Securities Industry Association, May 27, 2005 (File name: sia052705.pdf)
     

 

http://www.sec.gov/rules/sro/nasd/nasd2004045.shtml

Modified: 10/16/2014