MSRB Rulemaking

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

MSRB File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Fourth Quarter
SR-MSRB-2021-06
34-93435 Oct. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Further Extend the Regulatory Relief and Permit Dealers to Conduct Office Inspections Remotely until June 30, 2022, Pursuant to MSRB Rule G-27, on Supervision
Comments due: November 23, 2021
Additional Materials: Exhibit 5
SR-MSRB-2021-04
34-93261 Oct. 5, 2021 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and MSRB Rule G-48, on Transactions with Sophisticated Municipal Market Professionals, to Amend Certain Dealer Obligations
Comments due: November 10, 2021
Additional Materials: Exhibit 4, Exhibit 5
Third Quarter
SR-MSRB-2021-05
34-92938 Sep. 10, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide a Further Extension of Time to Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination (Series 54) Pursuant to MSRB Rule G-3, on Professional Qualification Requirements
Comments due: October 7, 2021
Additional Materials: Exhibit 5
SR-MSRB-2021-04
34-92677 Aug. 16, 2021 Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions with Sophisticated Municipal Market Professionals, to Amend Certain Dealer Obligations
Comments due: September 10, 2021
Additional Materials: Exhibit 2, Exhibit 5
Comments received are available for this proposal.
Second Quarter
SR-MSRB-2021-03
34-91958 May 20, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-8 and the By-Laws of the Municipal Securities Rulemaking Board to Update Descriptions of Board Rulemaking Processes and Eliminate Redundant or Obsolete Provisions
Comments due: June 16, 2021
Additional Materials: Exhibit 5
First Quarter
SR-MSRB-2021-02
34-91247 Mar. 3, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce the Rates of Assessment for Certain Underwriting, Transaction, and Technology Fees under MSRB Rule A-13
Comments due: March 30, 2021
Additional Materials: Exhibit 5
SR-MSRB-2021-01
34-91175 Feb. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Compliance Date of Amended Form G-32
Comments due: March 19, 2021

File Number List for 2021

Release No. Date Details
SR-MSRB-2021-06
34-93435 Oct. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Further Extend the Regulatory Relief and Permit Dealers to Conduct Office Inspections Remotely until June 30, 2022, Pursuant to MSRB Rule G-27, on Supervision
Comments due: November 23, 2021
Additional Materials: Exhibit 5
SR-MSRB-2021-05
34-92938 Sep. 10, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide a Further Extension of Time to Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination (Series 54) Pursuant to MSRB Rule G-3, on Professional Qualification Requirements
Comments due: October 7, 2021
Additional Materials: Exhibit 5
SR-MSRB-2021-04
34-93261 Oct. 5, 2021 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and MSRB Rule G-48, on Transactions with Sophisticated Municipal Market Professionals, to Amend Certain Dealer Obligations
Comments due: November 10, 2021
Additional Materials: Exhibit 4, Exhibit 5
34-92677 Aug. 16, 2021 Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-10, on Investor and Municipal Advisory Client Education and Protection, and Rule G-48, on Transactions with Sophisticated Municipal Market Professionals, to Amend Certain Dealer Obligations
Comments due: September 10, 2021
Additional Materials: Exhibit 2, Exhibit 5
Comments received are available for this proposal.
SR-MSRB-2021-03
34-91958 May 20, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-8 and the By-Laws of the Municipal Securities Rulemaking Board to Update Descriptions of Board Rulemaking Processes and Eliminate Redundant or Obsolete Provisions
Comments due: June 16, 2021
Additional Materials: Exhibit 5
SR-MSRB-2021-02
34-91247 Mar. 3, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reduce the Rates of Assessment for Certain Underwriting, Transaction, and Technology Fees under MSRB Rule A-13
Comments due: March 30, 2021
Additional Materials: Exhibit 5
SR-MSRB-2021-01
34-91175 Feb. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Compliance Date of Amended Form G-32
Comments due: March 19, 2021