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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number: 34-99949 SEC Issue Date:Apr 12, 2024 File Number:SR-MSRB-2024-03 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-47, on Time of Trade Disclosure, to Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 2, Exhibit 5
Release Number:34-99834 SEC Issue Date:Mar 22, 2024 File Number: SR-MSRB-2024-02 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Calculation of the Annual Fee on Municipal Advisors under MSRB Rule A-11
Comments Due: April 18, 2024
See Also - Exhibit 5
Release Number:34-99577 SEC Issue Date:Feb 21, 2024 File Number:SR-MSRB-2023-06 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Notice of Withdrawal of Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13
Release Number:34-99484 SEC Issue Date:Feb 7, 2024 File Number:SR-MSRB-2023-07 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date
View Received Comments
Release Number:34-99444 SEC Issue Date:Jan 29, 2024 File Number:SR-MSRB-2023-06 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13
Comments Due: February 23, 2024
Rebuttal comments due: March 8, 2024
View Received Comments
Release Number:34-99402 SEC Issue Date:Jan 19, 2024 File Number: SR-MSRB-2024-01 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-14 to Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB
Comments Due: February 16, 2024
View Received Comments
See Also - Exhibit 5, Exhibit 2
Release Number:34-99226 SEC Issue Date:Dec 21, 2023 File Number:SR-MSRB-2023-07 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date
Comments Due: January 18, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99096 SEC Issue Date:Dec 6, 2023 File Number:SR-MSRB-2023-06 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13
Comments Due: January 2, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-98353 SEC Issue Date:Sep 12, 2023 File Number:SR-MSRB-2023-05 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Order Granting Approval of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books an
Release Number:34-97984 SEC Issue Date:Jul 25, 2023 File Number:SR-MSRB-2023-05 SRO Organization:Municipal Securities Rulemaking Board (MSRB) Details: Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-3 to Create an Exemption for Municipal Advisor Representatives from Requalification by Examination and Remove Waiver Provisions and to Amend MSRB Rule G-8 to Establish Related Books and Recor
Comments Due: August 21, 2023
View Received Comments
See Also - Exhibit 2, Exhibit 5