LCH SA Rulemaking

We encourage the public to submit comments on the following LCH SA filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

LCH SA File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Fourth Quarter
SR-LCH SA-2018-005
34-84602 Nov. 15, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to a New Fee Incentive Scheme
Comments due: December 12, 2018
Additional Materials: Exhibit 5
SR-LCH SA-2018-004
34-84410 Oct. 11, 2018 Order Approving Proposed Rule Change Relating to Implementation of Electronic Exercise Platform
Third Quarter
SR-LCH SA-2018-004
34-83983 Aug. 29, 2018 Notice of Filing of Proposed Rule Change Relating to Implementation of Electronic Exercise Platform
Comments due: September 26, 2018
Additional Materials: Exhibit 5
SR-LCH SA-2018-003
34-83691 Jul. 24, 2018 Order Approving Proposed Rule Change Relating to Liquidity Risk Management
Second Quarter
SR-LCH SA-2018-003
34-83456 Jun. 18, 2018 Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Management
Comments due: July 13, 2018
SR-LCH SA-2017-012
34-83451 Jun. 15, 2018 Order Approving Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Additional File Nos.: SR-LCH SA-2017-013
First Quarter
SR-LCH SA-2017-013
34-82901 Mar. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Comments due: April 13, 2018
Rebuttal comments due: April 27, 2018
Additional File Nos.: SR-LCH SA-2017-012
SR-LCH SA-2017-012
34-82901 Mar. 19, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes Related to LCH SA's Recovery and Wind Down Plans
Comments due: April 13, 2018
Rebuttal comments due: April 27, 2018
Additional File No.:  SR-LCH SA-2017-013
SR-LCH SA-2018-001
34-82883 Mar. 15, 2018 Order Granting Approval on an Accelerated Basis of Proposed Rule Change Relating to Self-Referencing Transactions
SR-LCH SA-2018-002
34-82863 Mar. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution
Comments due:  April 9, 2018
Additional Materials: Exhibit 5
SR-LCH SA-2018-002
34-82803 Mar. 5, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-LCH SA-2018-001
34-82675 Feb. 9, 2018 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Self-Referencing Transactions
Comments due: March 8, 2018
Additional Materials: Exhibit 5
SR-LCH SA-2017-013
34-82571 Jan. 23, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt LCH SA's Wind Down Plan
SR-LCH SA-2017-012
34-82570 Jan. 23, 2018 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt LCH SA's Recovery Plan

LCH SA File Number List for 2018

Release No. Date Details
SR-LCH SA-2018-005
34-84602 Nov. 15, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Relating to a New Fee Incentive Scheme
Comments due: December 12, 2018
Additional Materials: Exhibit 5
SR-LCH SA-2018-004
34-84410 Oct. 11, 2018 Order Approving Proposed Rule Change Relating to Implementation of Electronic Exercise Platform
34-83983 Aug. 29, 2018 Notice of Filing of Proposed Rule Change Relating to Implementation of Electronic Exercise Platform
Comments due: September 26, 2018
Additional Materials: Exhibit 5
SR-LCH SA-2018-003
34-83691 Jul. 24, 2018 Order Approving Proposed Rule Change Relating to Liquidity Risk Management
34-83456 Jun. 18, 2018 Notice of Filing of Proposed Rule Change Relating to Liquidity Risk Management
Comments due: July 13, 2018
SR-LCH SA-2018-002
34-82863 Mar. 13, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution
Comments due:  April 9, 2018
Additional Materials: Exhibit 5
34-82803 Mar. 5, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to End of Day Price Contribution
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-LCH SA-2018-001
34-82883 Mar. 15, 2018 Order Granting Approval on an Accelerated Basis of Proposed Rule Change Relating to Self-Referencing Transactions
34-82675 Feb. 9, 2018 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to Self-Referencing Transactions
Comments due: March 8, 2018
Additional Materials: Exhibit 5