LCH SA Rulemaking

We encourage the public to submit comments on the following LCH SA filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter | First Quarter

LCH SA File Number List for 2017


Chronological List for 2017

Release No. Date Details
Third Quarter
SR-LCH SA-2017-006
34-81487 Aug. 25, 2017 Notice of Filing of Proposed Rule Change Relating to Options on Index Credit Default Swaps
Comments due: September 21, 2017
SR-LCH SA-2017-007
34-81399 Aug. 15, 2017 Notice of Filing of Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps
Comments due: September 11, 2017
Second Quarter
SR-LCH SA-2017-005
34-81056 Jun. 30, 2017 Order Approving Proposed Rule Change, as Amended by Amendment No. 1 thereto, to add Rules Related to the Clearing of CDX.NA.HY CDS
See also: Notice: Rel. No. 34-80666
SR-LCH SA-2017-004
34-80849 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to LCH SA's CDS Margin and Extreme Credit Spread Curves
See also: Notice: Rel. No. 34-80451
SR-LCH SA-2017-003
34-80848 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to Recovery Risk Margin
See also: Notice: Rel. No. 34-80450
SR-LCH SA-2017-005
34-80666 May 11, 2017 Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Add Rules Related to the Clearing of CDX.NA.HY CDS
Comments due:  June 7, 2017
See also: Order: Rel. No. 34-81056
SR-LCH SA-2017-004
34-80451 Apr. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to CDS Margin and Extreme Credit Spread Curves
Comments due: May 10, 2017
See also: Order: Rel. No. 34-80849
SR-LCH SA-2017-003
34-80450 Apr. 13, 2017 Notice of Filing of Proposed Rule Change Relating to Recovery Risk Margin
Comments due: May 10, 2017
See also: Order: Rel. No. 34-80848
SR-LCH SA-2017-002
34-80379 Apr. 5, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Revised Fee Schedule
Comments due: May 2, 2017
Additional Materials: Exhibit 5
First Quarter
SR-LCH SA-2017-001
34-80114 Feb. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice to Adopt Revised Fee Schedule and Establish Annual Fixed Fee for General Members
Comments due: March 24, 2017
Additional Materials: Exhibit 5

LCH SA File Number List for 2017

Release No. Date Details
SR-LCH SA-2017-007
34-81399 Aug. 15, 2017 Notice of Filing of Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps
Comments due: September 11, 2017
SR-LCH SA-2017-006
34-81487 Aug. 25, 2017 Notice of Filing of Proposed Rule Change Relating to Options on Index Credit Default Swaps
Comments due: September 21, 2017
SR-LCH SA-2017-005
34-81056 Jun. 30, 2017 Order Approving Proposed Rule Change, as Amended by Amendment No. 1 thereto, to add Rules Related to the Clearing of CDX.NA.HY CDS
34-80666 May 11, 2017 Notice of Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Add Rules Related to the Clearing of CDX.NA.HY CDS
Comments due:  June 7, 2017
SR-LCH SA-2017-004
34-80849 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to LCH SA's CDS Margin and Extreme Credit Spread Curves
34-80451 Apr. 13, 2017 Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to CDS Margin and Extreme Credit Spread Curves
Comments due: May 10, 2017
SR-LCH SA-2017-003
34-80848 Jun. 2, 2017 Order Approving Proposed Rule Change Relating to Recovery Risk Margin
34-80450 Apr. 13, 2017 Notice of Filing of Proposed Rule Change Relating to Recovery Risk Margin
Comments due: May 10, 2017
SR-LCH SA-2017-002
34-80379 Apr. 5, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Revised Fee Schedule
Comments due: May 2, 2017
Additional Materials: Exhibit 5
SR-LCH SA-2017-001
34-80114 Feb. 27, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice to Adopt Revised Fee Schedule and Establish Annual Fixed Fee for General Members
Comments due: March 24, 2017
Additional Materials: Exhibit 5