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Comments on FICC Rulemaking

Notice of Filing of a Proposed Rule Change Relating to Membership Requirements

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Date Sort descending	Letter Type	Commenter Name
March 15, 2005	Meeting with SEC Officials	Memorandum from the Division of Market Regulation regarding a November 17, 2004 meeting with representatives of the Institute of International Bankers
Feb. 9, 2005	Public Comment	Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers
Oct. 26, 2004	Public Comment	Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers
Oct. 25, 2004	Public Comment	Kevin M. Brandt, Director, III Global Ltd. III Finance Ltd. III Relative ValueIMacro Hub Fund Ltd.

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-FICC-2004-14

Release Number

34-51018

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