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EDGX Exchange Rulemaking
We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
EDGX File Number List for 2015
Additional Archives
2015 |
2014 |
2013 |
2012 |
2011 |
2010
| Release No. |
Date |
Details |
| First Quarter |
SR-EDGX-2015-11 |
| 34-74381 |
Feb. 26, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: 21 days after publication in the Federal Register
|
SR-EDGX-2015-10 |
| 34-74296 |
Feb. 18, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-EDGX-2015-09 |
| 34-74282 |
Feb. 17, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
Comments due: March 16, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-06 |
| 34-74255 |
Feb. 11, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-07 |
| 34-74236 |
Feb. 10, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-04 |
| 34-74165 |
Jan. 28, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due: February 24, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-02 |
| 34-74072 |
Jan. 15, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due: February 12, 2015
|
SR-EDGX-2014-37 |
| 34-74024 |
Jan. 9, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc.
Comments due: February 5, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-03 |
| 34-74023 |
Jan. 9, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due: February 5, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2014-36 |
| 34-73989 |
Jan. 5, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds
Comments due: January 30, 2015
Additional Materials: Exhibit 5
|
| EDGX File Number List for 2015 |
| Release No. |
Date |
Details |
SR-EDGX-2015-11 |
| 34-74381 |
Feb. 26, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: 21 days after publication in the Federal Register
|
SR-EDGX-2015-10 |
| 34-74296 |
Feb. 18, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-EDGX-2015-09 |
| 34-74282 |
Feb. 17, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
Comments due: March 16, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-07 |
| 34-74236 |
Feb. 10, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-06 |
| 34-74255 |
Feb. 11, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-04 |
| 34-74165 |
Jan. 28, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due: February 24, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-03 |
| 34-74023 |
Jan. 9, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due: February 5, 2015
Additional Materials: Exhibit 5
|
SR-EDGX-2015-02 |
| 34-74072 |
Jan. 15, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due: February 12, 2015
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http://www.sec.gov/rules/sro/edgx.shtml
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