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EDGX Exchange Rulemaking
We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
EDGX File Number List for 2014
Additional Archives
2014 |
2013 |
2012 |
2011 |
2010
| Release No. |
Date |
Details |
| Second Quarter |
SR-EDGX-2014-11 |
| 34-71963 |
Apr. 17, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its ROOC Routing Option under EDGX Rule 11.9(b)(2)(n)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-EDGX-2014-09 |
| 34-71918 |
Apr. 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 6, 2014
Additional Materials: Exhibit 5
|
| First Quarter |
SR-EDGX-2014-008 |
|
34-71812 |
Mar. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 12.6 to Conform to FINRA Rule 5320, BATS Rule 12.6 and BATS-Y Rule 12.6 Relating to Trading Ahead of Customer Orders
Comments due: April 22, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-007 |
|
34-71809 |
Mar. 26, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Clearly Erroneous Execution Rule for EDGX Exchange, Inc.
Comments due: April 22, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-06 |
|
34-71777 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Reference to Rule 10C-1 Under the Exchange Act in EDGX Rule 14.1 Concerning Unlisted Trading Privileges
Comments due: April 18, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-05 |
|
34-71747 |
Mar. 19, 2014 |
Notice of Filing of Proposed Rule Change to Adopt a New Order Type Called the Mid-Point Discretionary Order
Comments due: April 15, 2014
|
SR-EDGX-2014-04 |
|
34-71692 |
Mar. 11, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 8, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-02 |
|
34-71622 |
Feb. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 26, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2013-43 |
|
34-71449 |
Jan. 30, 2014 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC
Additional File No.: SR-EDGA-2013-34
See also:
Notice: Rel. No. 34-71045
|
SR-EDGX-2014-01 |
|
34-71445 |
Jan. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IX of its Rulebook
Comments due: February 26, 2014
|
| EDGX File Number List for 2014 |
| Release No. |
Date |
Details |
SR-EDGX-2014-11 |
| 34-71963 |
Apr. 17, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its ROOC Routing Option under EDGX Rule 11.9(b)(2)(n)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-EDGX-2014-09 |
| 34-71918 |
Apr. 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 6, 2014
Additional Materials: Exhibit 5
|
SR-EDGX-2014-008 |
|
34-71812 |
Mar. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 12.6 to Conform to FINRA Rule 5320, BATS Rule 12.6 and BATS-Y Rule 12.6 Relating to Trading Ahead of Customer Orders
Comments due: April 22, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-007 |
|
34-71809 |
Mar. 26, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Clearly Erroneous Execution Rule for EDGX Exchange, Inc.
Comments due: April 22, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-06 |
|
34-71777 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Reference to Rule 10C-1 Under the Exchange Act in EDGX Rule 14.1 Concerning Unlisted Trading Privileges
Comments due: April 18, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-05 |
|
34-71747 |
Mar. 19, 2014 |
Notice of Filing of Proposed Rule Change to Adopt a New Order Type Called the Mid-Point Discretionary Order
Comments due: April 15, 2014
|
SR-EDGX-2014-04 |
|
34-71692 |
Mar. 11, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 8, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-02 |
|
34-71622 |
Feb. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 26, 2014
Additional Materials:
Exhibit 5
|
SR-EDGX-2014-01 |
|
34-71445 |
Jan. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IX of its Rulebook
Comments due: February 26, 2014
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http://www.sec.gov/rules/sro/edgx.shtml
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