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EDGX Exchange Rulemaking

The EDGX Exchange has changed its name to Bats EDGX Exchange. All filings by Bats EDGX Exchange will be posted to the Bats EDGX page. Filings filed with "EDGX" as part of the file number will be posted on the EDGX Exchange page.

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

EDGX File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-EDGX-2016-06
34-77538 Apr. 6, 2016 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
See also: Notice: Rel. No. 34-77142
First Quarter

SR-EDGX-2016-04
34-77464 Mar. 29, 2016 Order Approving Proposed Rule Changes to Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
Additional File Nos.: SR-BATS-2016-10, SR-BYX-2016-02, SR-EDGA-2016-01
See also: Notice: Rel. No. 34-77147

SR-EDGX-2016-16
34-77329 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform.
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-14
34-77298 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
Comments due: March 31, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E

SR-EDGX-2016-12
34-77242 Feb. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform
Comments due: March 24, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-10
34-77211 Feb. 23, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform.
Comments due: March 21, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-08
34-77189 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, to Amend the Operation of Orders with a Non-Displayed Instruction and Orders with Reserve Quantity
Comments due: March 17, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2016-03
34-77181 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, Amending the Exchange's Minor Rule Violation Plan
Comments due: March 17, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-04
34-77147 Feb. 16, 2016 Notice of Filing of a Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of the Exchange’s Ultimate Parent Company, BATS Global Markets, Inc.
Comments due: March 14, 2016
Additional Materials: Exhibit 5A, Exhibit 5B
See also: Order: Rel. No. 34-77464

SR-EDGX-2016-06
34-77142 Feb. 16, 2016 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
Comments due: March 14, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77538

SR-EDGX-2016-02
34-77091 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-01
34-77036 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, Relating to the Operation of the Attribution Feature of EDGX Options
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-EDGX-2015-68
34-76853 Jan. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 1.20, Obligations of Market Makers
Comments due: February 3, 2016
Additional Materials: Exhibit 5

SR-EDGX-2015-67
34-76816 Jan. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: January 29, 2016
Additional Materials: Exhibit 5


EDGX File Number List for 2016
>
Release No. Date Details

SR-EDGX-2016-16
34-77329 Mar. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform.
Comments due: April 5, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-14
34-77298 Mar. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
Comments due: March 31, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E

SR-EDGX-2016-12
34-77242 Feb. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform
Comments due: March 24, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-10
34-77211 Feb. 23, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform.
Comments due: March 21, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-08
34-77189 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, to Amend the Operation of Orders with a Non-Displayed Instruction and Orders with Reserve Quantity
Comments due: March 17, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2016-06
34-77538 Apr. 6, 2016 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
34-77142 Feb. 16, 2016 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
Comments due: March 14, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-04
34-77464 Mar. 29, 2016 Order Approving Proposed Rule Changes to Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
Additional File Nos.: SR-BATS-2016-10, SR-BYX-2016-02, SR-EDGA-2016-01
34-77147 Feb. 16, 2016 Notice of Filing of a Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of the Exchange’s Ultimate Parent Company, BATS Global Markets, Inc.
Comments due: March 14, 2016
Additional Materials: Exhibit 5A, Exhibit 5B

SR-EDGX-2016-03
34-77181 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, Amending the Exchange's Minor Rule Violation Plan
Comments due: March 17, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-02
34-77091 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-EDGX-2016-01
34-77036 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, Relating to the Operation of the Attribution Feature of EDGX Options
Comments due: February 29, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/edgx.shtml


Modified: 04/06/2016