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EDGX Exchange Rulemaking
The EDGX Exchange has changed its name to Bats EDGX Exchange. All filings by Bats EDGX Exchange will be posted to the Bats EDGX page. Filings filed with "EDGX" as part of the file number will be posted on the
EDGX Exchange page. |
We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
EDGX File Number List for 2016
Additional Archives
2016 |
2015 |
2014 |
2013 |
2012 |
2011 |
2010
| Release No. |
Date |
Details |
| Second Quarter |
SR-EDGX-2016-06 |
| 34-77538 |
Apr. 6, 2016 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
See also: Notice: Rel. No. 34-77142
|
| First Quarter |
SR-EDGX-2016-04 |
| 34-77464 |
Mar. 29, 2016 |
Order Approving Proposed Rule Changes to Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
Additional File Nos.: SR-BATS-2016-10, SR-BYX-2016-02, SR-EDGA-2016-01
See also: Notice: Rel. No. 34-77147
|
SR-EDGX-2016-16 |
| 34-77329 |
Mar. 9, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform.
Comments due: April 5, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-14 |
| 34-77298 |
Mar. 4, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
Comments due: March 31, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E
|
SR-EDGX-2016-12 |
| 34-77242 |
Feb. 26, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform
Comments due: March 24, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-10 |
| 34-77211 |
Feb. 23, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform.
Comments due: March 21, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-08 |
| 34-77189 |
Feb. 19, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, to Amend the Operation of Orders with a Non-Displayed Instruction and Orders with Reserve Quantity
Comments due: March 17, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-EDGX-2016-03 |
| 34-77181 |
Feb. 19, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, Amending the Exchange's Minor Rule Violation Plan
Comments due: March 17, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-04 |
| 34-77147 |
Feb. 16, 2016 |
Notice of Filing of a Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of the Exchange’s Ultimate Parent Company, BATS Global Markets, Inc.
Comments due: March 14, 2016
Additional Materials: Exhibit 5A, Exhibit 5B
See also: Order: Rel. No. 34-77464 |
SR-EDGX-2016-06 |
| 34-77142 |
Feb. 16, 2016 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
Comments due: March 14, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77538
|
SR-EDGX-2016-02 |
| 34-77091 |
Feb. 9, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform
Comments due: March 8, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-01 |
| 34-77036 |
Feb. 2, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, Relating to the Operation of the Attribution Feature of EDGX Options
Comments due: February 29, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2015-68 |
| 34-76853 |
Jan. 7, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 1.20, Obligations of Market Makers
Comments due: February 3, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2015-67 |
| 34-76816 |
Jan. 4, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: January 29, 2016
Additional Materials: Exhibit 5
|
| EDGX File Number List for 2016 |
| Release No. |
Date |
Details |
SR-EDGX-2016-16 |
| 34-77329 |
Mar. 9, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform.
Comments due: April 5, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-14 |
| 34-77298 |
Mar. 4, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries
Comments due: March 31, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E
|
SR-EDGX-2016-12 |
| 34-77242 |
Feb. 26, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform
Comments due: March 24, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-10 |
| 34-77211 |
Feb. 23, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform.
Comments due: March 21, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-08 |
| 34-77189 |
Feb. 19, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, to Amend the Operation of Orders with a Non-Displayed Instruction and Orders with Reserve Quantity
Comments due: March 17, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-EDGX-2016-06 |
| 34-77538 |
Apr. 6, 2016 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
|
| 34-77142 |
Feb. 16, 2016 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Adopt an Early Trading Session and Three New Time-in-Force Instructions
Comments due: March 14, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-04 |
| 34-77464 |
Mar. 29, 2016 |
Order Approving Proposed Rule Changes to Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc.
Additional File Nos.: SR-BATS-2016-10, SR-BYX-2016-02, SR-EDGA-2016-01 | >
| 34-77147 |
Feb. 16, 2016 |
Notice of Filing of a Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of the Exchange’s Ultimate Parent Company, BATS Global Markets, Inc.
Comments due: March 14, 2016
Additional Materials: Exhibit 5A, Exhibit 5B |
SR-EDGX-2016-03 |
| 34-77181 |
Feb. 19, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rules 8.15, Imposition of Fines for Minor Violation(s) of Rules, and 25.3, Penalty for Minor Rule Violations, Amending the Exchange's Minor Rule Violation Plan
Comments due: March 17, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-02 |
| 34-77091 |
Feb. 9, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform
Comments due: March 8, 2016
Additional Materials: Exhibit 5
|
SR-EDGX-2016-01 |
| 34-77036 |
Feb. 2, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, Relating to the Operation of the Attribution Feature of EDGX Options
Comments due: February 29, 2016
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/edgx.shtml
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