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EDGX Exchange Rulemaking

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

EDGX File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-EDGX-2015-21
34-75354 Jul. 2, 2015 Order Approving Proposed Rule Changes, as Modified by Amendment No. 1, Relating to Liquidity Requirements for Securities Admitted to Unlisted Trading Privileges
Additional File Nos.: SR-BATS-2015-37, SR-BYX-2015-25, SR-EDGA-2015-19
See also: Notice: Rel. No. 34-74987

SR-EDGX-2015-18
34-75297 Jun. 25, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Establish Rules Governing the Trading of Options on the EDGX Options Exchange
See also: Notice: Rel. No. 34-74949

SR-EDGX-2015-27
34-75150 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-26
34-75149 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-21
34-74985 May 18, 2015 Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 11.2 to State that EDGX Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless that Security Satisfies Certain Liquidity Requirements
Comments due: June 12, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-22
34-74950 May 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-18
34-74949 May 13, 2015 Notice of Filing of Proposed Rule Change to Establish Rules Governing the Trading of Options on the EDGX Options Exchange
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-19
34-74935 May 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Name of “ConnectEdge” Product Offering Under Rule 13.9 to “BATS Connect”
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-08
34-74762 Apr. 17, 2015 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
See also: Notice: Rel. No. 34-74439

SR-EDGX-2015-17
34-74716 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Content of the BATS One Feed Under Rule 13.8(b) to Include Consolidated Volume for all Listed Equity Securities
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-16
34-74708 Apr. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due:  May 7, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-15
34-74664 Apr. 7, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan
Comments due: May 4, 2015
Additional Materials: Exhibit 5
First Quarter

SR-EDGX-2015-14
34-74601 Mar. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees for the BATS One Market Data Product
Comments due: April 23, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-13
34-74464 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-12
34-74463 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-08
34-74439 Mar. 4, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-05
34-74431 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule to Increase the Fee for Orders Yielding Fee Code K
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-11
34-74381 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: March 25, 2015

SR-EDGX-2015-10
34-74296 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-09
34-74282 Feb. 17, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
Comments due: March 16, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2015-06
34-74255 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-07
34-74236 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-04
34-74165 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due:  February 24, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-02
34-74072 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 12, 2015

SR-EDGX-2014-37
34-74024 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-03
34-74023 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGX-2014-36
34-73989 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds
Comments due:  January 30, 2015
Additional Materials: Exhibit 5


EDGX File Number List for 2015
Release No. Date Details

SR-EDGX-2015-21
34-75354 Jul. 2, 2015 Order Approving Proposed Rule Changes, as Modified by Amendment No. 1, Relating to Liquidity Requirements for Securities Admitted to Unlisted Trading Privileges
Additional File Nos.: SR-BATS-2015-37, SR-BYX-2015-25, SR-EDGA-2015-19
34-75150 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-26
34-75149 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-22
34-74950 May 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-21
34-74985 May 18, 2015 Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, to Amend Rule 11.2 to State that EDGX Exchange, Inc. Will Not Designate for Trading Any Security Admitted to Unlisted Trading Privileges on the Exchange Unless that Security Satisfies Certain Liquidity Requirements
Comments due: June 12, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-19
34-74935 May 12, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Name of “ConnectEdge” Product Offering Under Rule 13.9 to “BATS Connect”
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-18
34-75297 Jun. 25, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Establish Rules Governing the Trading of Options on the EDGX Options Exchange
34-74949 May 13, 2015 Notice of Filing of Proposed Rule Change to Establish Rules Governing the Trading of Options on the EDGX Options Exchange
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-17
34-74716 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Content of the BATS One Feed Under Rule 13.8(b) to Include Consolidated Volume for all Listed Equity Securities
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-16
34-74708 Apr. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due:  May 7, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-15
34-74664 Apr. 7, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.8, 11.9, 11.10, 11.11, and 11.16 Regarding the Limit Up-Limit Down Plan
Comments due: May 4, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-14
34-74601 Mar. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees for the BATS One Market Data Product
Comments due: April 23, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-13
34-74464 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-12
34-74463 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-11
34-74381 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: March 25, 2015

SR-EDGX-2015-10
34-74296 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-09
34-74282 Feb. 17, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
Comments due: March 16, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2015-08
34-74762 Apr. 17, 2015 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
34-74439 Mar. 4, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-07
34-74236 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-06
34-74255 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-05
34-74431 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule to Increase the Fee for Orders Yielding Fee Code K
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-04
34-74165 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due:  February 24, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-03
34-74023 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-02
34-74072 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 12, 2015

 

http://www.sec.gov/rules/sro/edgx.shtml


Modified: 07/02/2015