The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-65994 | Dec 16, 2011 | SR-DTC-2011-12 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to DTC's Deposits Service Guide |
| 34-65901 | Dec 6, 2011 | SR-DTC-2011-10 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Existing Operational Arrangements Involving Eligibility of Securities View Received Comments |
| 34-65871 | Dec 2, 2011 | SR-DTC-2011-09 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Modify a Practice in Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement See Also - Rel. No. 34-66186 |
| 34-65831 | Nov 28, 2011 | SR-DTC-2011-08 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function See Also - Rel. No. 34-66179 |
| 34-65721 | Nov 10, 2011 | SR-DTC-2011-07 | The Depository Trust Company (DTC) | Order Approving a Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating To a New Daily Report Subscription for Security Position Reports See Also - Rel. No. 34-65286 |
| 34-65286 | Sep 7, 2011 | SR-DTC-2011-07 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to a New Daily Report Subscription for Security Position Reports See Also - Rel. No. 34-65721 |
| 34-65186 | Aug 23, 2011 | SR-DTC-2011-06 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit See Also - Rel. No. 34-64864 |
| 34-64864 | Jul 12, 2011 | SR-DTC-2011-06 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Early Redemption of Certificates of Deposit See Also - Rel. No. 34-65186 |
| 34-64605 | Jun 6, 2011 | SR-DTC-2011-05 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Memo Segregation Function See Also - Rel. No. 34-64360 |
| 34-64360 | Apr 28, 2011 | SR-DTC-2011-05 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Memo Segregation Function See Also - Rel. No. 34-64605 |