The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-67599 | Aug 6, 2012 | SR-DTC-2012-03 | The Depository Trust Company (DTC) | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Implement a Change in the Practices of the Depository Trust Company as They Relate to Post-Payable Adjustments View Received Comments See Also - Rel. No. 34-67599A, Rel. No. 34-66894 |
| 34-67119 | Jun 5, 2012 | SR-DTC-2012-04 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Issuers To Send Corporate Action Announcements in Machine Readable Format |
| 34-66919 | May 3, 2012 | SR-DTC-2012-02 | The Depository Trust Company (DTC) | Order Granting Approval of a Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments See Also - Rel. No. 34-66630 |
| 34-66894 | May 1, 2012 | SR-DTC-2012-03 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Implement a Change in the Practices of The Depository Trust Company as They Relate to Post-Payable Adjustments View Received Comments See Also - Rel. No. 34-67599A, Rel. No. 34-67599 |
| 34-66630 | Mar 20, 2012 | SR-DTC-2012-02 | The Depository Trust Company (DTC) | Notice of Filing of Proposed Rule Change To Amend Rules Relating to the Issuance of and Maturity Presentment Processing for Money Market Instruments See Also - Rel. No. 34-66919 |
| 34-66413 | Feb 16, 2012 | SR-DTC-2012-01 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Automate the "Full Call" Notification Process Relating to Money Market Instruments and Reduce the Time Frame Within Which Notices Are Required To Be Submitted |
| 34-66186 | Jan 19, 2012 | SR-DTC-2011-09 | The Depository Trust Company (DTC) | Order To Mitigate Systemic Risk, Specifically Liquidity Related, Associated With DTC End of Day Net Funds Settlement See Also - Rel. No. 34-65871 |
| 34-66179 | Jan 18, 2012 | SR-DTC-2011-08 | The Depository Trust Company (DTC) | Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function See Also - Rel. No. 34-65831 |
| 34-66063 | Dec 28, 2011 | SR-DTC-2011-13 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise Fees for Equity and Debt Derivatives |
| 34-65994 | Dec 16, 2011 | SR-DTC-2011-12 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to DTC's Deposits Service Guide |