DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

DTC File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
First Quarter
SR-DTC-2017-024
34-82434 Jan. 3, 2018 Notice of Filing of Proposed Rule Change to Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits
Comments due:  January 30, 2018
Additional Materials: Exhibit 5
SR-DTC-2017-023
34-82433 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to Restore the Timeframe for Processing Credit Post-Payable Adjustments
Comments due:  January 29, 2018
Additional Materials: Exhibit 5
SR-DTC-2017-021
34-82432 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due:  January 29, 2018
Additional Materials: Exhibit 5a, Exhibit 5b
SR-DTC-2017-022
34-82426 Jan. 2, 2018 Notice of Filing of a Proposed Rule Change to Amend the Loss Allocation Rules and Make Other Changes
Comments due:  January 29, 2018
Additional Materials: Exhibit 5


DTC File Number List for 2018

Release No. Date Details

There are no file number entries at this time.