The Depository Trust Company (DTC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-104315 | Dec 4, 2025 | SR-DTC-2025-017 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Annual Testing of the Recovery and Wind-down Plan Comments Due: December 30, 2025 See Also - Exhibit 5 Submit a Comment on SR-DTC-2025-017
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| 34-104296 | Dec 3, 2025 | SR-DTC-2025-018 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decommission the DTax Service Comments Due: December 29, 2025 See Also - Exhibit 5 |
| 34-104248 | Nov 24, 2025 | SR-DTC-2025-016 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Rules to Align with Exchange Act Rule 17ad-26 Comments Due: December 19, 2025 See Also - Exhibit 5 |
| 34-104183 | Nov 17, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC), Fixed Income Clearing Corporation (FICC), National Securities Clearing Corporation | Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption View Received Comments |
| 34-104095 | Sep 26, 2025 | SR-DTC-2025-015 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Underwriting Service Guide and Operational Arrangements Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104096 | Sep 26, 2025 | SR-DTC-2025-013 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Amend DTC Rule 18 (Waiver or Suspension of Rules and Procedures) Comments Due: October 21, 2025 See Also - Exhibit 5 |
| 34-104039 | Sep 24, 2025 | SR-DTC-2025-014 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Decommission the Initial Public Offering Tracking System Comments Due: October 20, 2025 See Also - Exhibit 3, Exhibit 5 |
| 34-104008 | Sep 22, 2025 | SR-DTC-2025-003, SR-FICC-2025-006, SR-NSCC-2025-003 | The Depository Trust Company (DTC) | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption View Received Comments |
| 34-103978 | Sep 16, 2025 | SR-DTC-2025-012 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Changes Relating to DTC’s Contact Phone Numbers and Web Pages Comments Due: October 10, 2025 See Also - Exhibit 5 |
| 34-103495 | Jul 17, 2025 | SR-DTC-2025-011 | The Depository Trust Company (DTC) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the DTC Settlement Service Guide Relating to Wire Instructions Comments Due: August 12, 2025 See Also - Exhibit 5 |