DTC Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

DTC File Number List for 2020

Additional Archives

Chronological List for 2020

Release No. Date Details
First Quarter
SR-DTC-2020-003
34-88157 Feb. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Transition the Application Used for Participant Access to the Imaging Function Relating to Deposited Certificates from a Non-Web-Based Application to a Web-Based Application
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-DTC-2020-002
34-88050 Jan. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decommission the Web Inquiry Notification System and Make Other Related and Technical Changes
Comments due: February 21, 2020
Additional Materials: Exhibit 5
SR-DTC-2020-001
34-88049 Jan. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the DTC Fee Guide
Comments due: February 21, 2020
Additional Materials: Exhibit 5
SR-DTC-2019-009
34-87879 Jan. 2, 2020 Order Approving a Proposed Rule Change to Amend the Redemptions Guide Relating to the Call Lottery Process for Partial Redemptions


DTC File Number List for 2020

Release No. Date Details
SR-DTC-2020-003
34-88157 Feb. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Transition the Application Used for Participant Access to the Imaging Function Relating to Deposited Certificates from a Non-Web-Based Application to a Web-Based Application
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-DTC-2020-002
34-88050 Jan. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Decommission the Web Inquiry Notification System and Make Other Related and Technical Changes
Comments due: February 21, 2020
Additional Materials: Exhibit 5
SR-DTC-2020-001
34-88049 Jan. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the DTC Fee Guide
Comments due: February 21, 2020
Additional Materials: Exhibit 5