Comments on Proposed Rule: Implementation of Standards of Professional Conduct for Attorneys

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Date Received
Date Letter Type Commenter Name
Public Comment Simon M. Lorne, Munger, Tolles & Olson LLP
Public Comment Stephen E. Cavan, Senior Vice President, General Counsel and Secretary, MFS Investment Management
Public Comment Stikeman Elliott
Public Comment Stuart J. Kaswell, Esq., Senior Vice President and General Counsel, Securities Industry Association; Paul Saltzman, Esq., Executive Vice President and General Counsel, The Bond Market Association
Public Comment Sullivan & Cromwell
Public Comment Sullivan & Cromwell, New York
Public Comment Thomas A. Reed, Chairperson, Corporate Counsel Section, New York State Bar Association
Public Comment Thomas Ross, Professor of Law, University of Pittsburgh School of Law, and students, Jennifer Andrade, Michael Butler, Ana Cottone, Shawn Davis, Konrad Jarzyna, Robert Kacey, Thomas Kavanaugh, Meghan Schardt, and Brian Thompson
Public Comment Tom Powers
Public Comment Tomotsune & Kimura
Public Comment Torys LLP
Public Comment Urs P. Roth, A. Hubschmid, Swiss Bankers Association, Basel, Switzerland
Public Comment W. Bradley Wendel, Assistant Professor of Law, Washington and Lee Law School
Public Comment Weil, Gotshal & Manges LLP
Public Comment Allen & Overy, Freshfields Bruckhaus Deringer, Herbert Smith, Linklaters, Lovells, and Norton Rose
Public Comment American College of Trial Lawyers
Public Comment Barrie Althoff
Public Comment Barton S. Sacher, P.A.; Nancy Van Sant, Esquire; Roy M. Hartman, Esquire; Stan Beiley, Esquire; Marty Doyle, Esquire; Joseph Sacher, Esquire
Public Comment Dr. Dombek, German Federal Bar
Public Comment Ely R. Levy, Editor-in-Chief, Hofstra Law Review
Public Comment Joe Drain, Rocky River, Ohio
Public Comment John F. Corrigan, Adler Pollock & Sheehan P.C.
Public Comment Marshall L. Small, Morrison & Foerster LLP; Nathaniel M. Cartmell III, Pillsbury Winthrop LLP; Brian L. Forbes, Gray Cary Ware & Freidenrich LLP; William J. Wernz, Dorsey & Whitney LLP; Ann Yvonne Walker, Wilson Sonsini Goodrich & Rosati; Robert A. Epsen, Heller Ehrman White & McAuliffe; Bruce Maximov, Farella Braun & Martel; Thomas J. Igoe, Jr., Thelen, Reid & Priest, LLP; John C. Unkovic, Reed Smith LLP
Public Comment Professor Susan P. Koniak, Boston University School of Law; Roger C. Cramton, Stevens Professor of Law Emeritus, Cornell Law School; George M. Cohen, Edward F. Howrey Research Professor, University of Virginia School of Law, et al.
Public Comment Professor Thomas D. Morgan, George Washington University Law School, Washington, D.C.
Public Comment Robert Eli Rosen, Professor of Law, University of Miami School of Law
Public Comment Sean M. Fitzpatrick, Chief Underwriting Officer and Julianne Splain, Loss Prevention Counsel, Chubb Specialty Insurance
Public Comment Susan P. Koniak, Professor of Law, Boston University School of Law; Roger C. Cramton, Stevens Professor of Law Emeritus, Cornell Law School; George M. Cohen, Edward F. Howrey Research Professor, University of Virginia School of Law and 54 others
Public Comment Theodore Sonde, Esq., Crowell & Moring, LLP
Public Comment Uría & Menéndez, Madrid

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-45-02
Release Number
33-8150
34-46868
IC-25829
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