Comments on Proposed Rule: Implementation of Standards of Professional Conduct for Attorneys


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Skadden, Arps, Slate, Meagher & Flom LLP
Public Comment Abba David Poliakoff, Chair, Eugene C. Holloway, Kenneth B. Abel, Scott Freed, Committee on Securities of the Business Law Section of the Maryland State Bar Association
Public Comment Debevoise & Plimpton
Public Comment Tohru Motobayashi, President, Japan Federation of Bar Associations
Public Comment Attorneys' Liability Assurance Society, Inc.
Public Comment Christine Grice, President, New Zealand Law Society
Public Comment Kenneth B. Winer, Foley & Lardner
Public Comment Kenneth Winer, Foley & Lardner
Public Comment Simon V. Potter, President, Canadian Bar Association
Public Comment Rachel Wheeler
Public Comment Philip Anisman, Esq.
Public Comment Richard L. Trumka, Secretary-Treasurer, American Federation of Labor and Congress of Industrial Organizations
Public Comment Mike Liles, Jr., Karr Tuttle Campbell
Public Comment William L. Livingston, P.E.
Public Comment James D. Alt, Dorsey & Whitney LLP
Public Comment Cathryn L. Blaine
Public Comment Wayne Avellanet
Public Comment Randall Senn
Public Comment William L. Livingston, P.E.
Public Comment Bryan M. Hanson, MBA
Public Comment Cheryl Finley, MBA
Public Comment Lawrence J. Goldstein
Public Comment Eliot Cohen
Public Comment Kenneth L. Weiss
Public Comment Richard Mariani
Public Comment J. Norfleet Pruden, III, President and Lynn F. Chandler, Chair, Sarbanes-Oxley Task Force of the Professionalism Committee, North Carolina Bar Association
Meeting with SEC Officials Memorandum from Commissioner Cynthia A. Glassman regarding January 17, 2003 meeting with the Securities Industry Association
Public Comment Karen L. Barr, General Counsel, Investment Counsel Association of America
Public Comment Alexander Gomah, Lathrup Village, Mich.
Public Comment William L. Livingston, PE

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-45-02
Release Number
33-8150
34-46868
IC-25829