Comments on Proposed Rule Publication or Submission of Quotations Without Specified Information

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Date Received
Date Letter Type Commenter Name
Public Comment Deborah R. Bortner, Director of Securities
Public Comment George Binder, Sanford, Mich.
Public Comment Lee B. Spencer, Jr., Chairman R. Gerald Baker, Chairman, Federal Regulation Committee Self-Regulation Committee
Public Comment Alexander E. Jackson
Public Comment Anthony Broy, President, Hill, Thompson, Magid & Co., Inc.
Public Comment Arlene E. Fried, Vice President and Assistant General Counsel, Cantor Fitzgerald, L.P.
Public Comment Basil J. Meecham
Public Comment David Porter, President, Spicewood Securities, Austin, Tex.
Public Comment John D. Browning, Plandome Manor, NY
Public Comment John M. Dab
Public Comment Jonathan D. Leinwand
Public Comment Marcos Konig
Public Comment Nelson Obus, President, Wynnefield Capital
Public Comment R. Cromwell Coulson, Chairman, National Quotation Bureau, LLC
Public Comment Robert E. Robotti, Robotti & Company
Public Comment Sarah M. Starkweather, Vice President and Associate General Counsel, The Bond Market Association
Public Comment Stephen King, Director, Deutsche Morgan Grenfell Compliance
Public Comment Timothy G. Ewing, Managing Partner, Ewing & Partners
Public Comment Craig S. Trommler, Romoland, Calif.
Public Comment Izzy Goldreich
Public Comment Mitchell Carucci, Great Neck, NY
Public Comment Memory Time Inc., Fairhope, AL
Public Comment an anonymous reviewer
Public Comment an anonymous reviewer
Public Comment Carolyn Smith, WBS&A, Ltd., Austin, Texas
Public Comment Craig, A. Goettsch, Superintendent of Securities
Public Comment Del Parker
Public Comment Oscar E. Petoskey, Southfield, MI
Public Comment Raymond Noveck
Public Comment Tom Worley

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-3-98
Release Number
34-39670
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