Comments on Proposed Rule: Proxy Voting by Investment Advisers

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-36-02 form letter A; S7-38-02 form letter A): 52
(S7-36-02 form letter B; S7-38-02 form letter B): 147
(S7-36-02 form letter D; S7-38-02 form letter D): 8
(S7-36-02 form letter E; S7-38-02 form letter E): 2,568
(S7-36-02 form letter H; S7-38-02 form letter H): 43

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Richard A. Feldman
Public Comment Richard Basili Jr.
Public Comment Richard H. Bochner, M.D.
Public Comment Robert Pollice
Public Comment Shawn O'Connor
Public Comment Stanley Keller, Chair-Committee on Federal Regulation of Securities, Business Law Section, American Bar Association
Public Comment Steven Schneider, Esq.
Public Comment Wesley Kranitz
Public Comment William H. Apfel, Senior Vice President and Director of Research, United States Trust Company of Boston
Public Comment Annie Young-Mathews
Public Comment Beverly Labin
Public Comment Bruce T. Herbert, President, Newground Investment Services
Public Comment Deborah M. Schaack
Public Comment Deborah Moore
Public Comment Denise K. Steene
Public Comment Don Liedel
Public Comment Dr. Marijo Readey
Public Comment Edward H. Johnson Jr.
Public Comment Edward H. Johnson Sr.
Public Comment Elizabeth Elliott McGeveran, Vice President, Governance & Socially Responsible Investment, ISIS Asset Management
Public Comment Eugene P. Stein, Vice Chairman, Capital Guardian Trust Company
Public Comment Farha Joyce Haboucha, Co-Director, Socially Responsive Investment Division, Rockefeller & Co., Inc.
Public Comment Fred Kachuk
Public Comment H. Flickinger
Public Comment Harvey & Ellen Leff
Public Comment James M. Shelger
Public Comment Jennifer Schuster Jaeger
Public Comment Joan Bavaria, President and Chief Executive Officer, Trillium Asset Management
Public Comment Juanita Ruth One
Public Comment Karen L. Barr, General Counsel, Investment Counsel Association of America

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-38-02
Release Number
IA-2059
How to submit comments