Comments on Proposed Rule: Disclosure of Proxy Voting Policies and Proxy Voting Records by Registered Management Investment Companies

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-36-02 form letter A; S7-38-02 form letter A): 52
(S7-36-02 form letter B; S7-38-02 form letter B): 147
(S7-36-02 form letter D; S7-38-02 form letter D): 8
(S7-36-02 form letter E; S7-38-02 form letter E): 2,568
(S7-36-02 form letter H; S7-38-02 form letter H): 43
C: 1,130
F: 50
G: 3,279
J: 4

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Date Received
Date Letter Type Commenter Name
Public Comment Mary Ellen Channon
Meeting with SEC Officials Memorandum from the Office of Commissioner Glassman regarding a November 22, 2002 meeting with Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Goldschmid, regarding a November 22, 2002 meeting with Investment Company Institute
Public Comment Michael C. Felice, Jr., Chairman, Steelworkers Pension Trust
Public Comment Michjael P. Murphy, President, Service Employees Union
Public Comment Mo Firouz
Public Comment Nancy Miller
Public Comment Paul G. Haaga, Jr., Executive Vice President, Capital Research and Management Company
Public Comment Perry Lewis
Public Comment Peter and Kathleen Stoehr
Public Comment Peter C. Clapman, Senior Vice President and Chief Counsel, Corporate Governance, Teachers Insurance and Annuity Association of America/College Retirement and Equities Fund
Public Comment Philip L. Kirstein, General Counsel, Merrill Lynch Investment Managers, L.P.
Public Comment R. Mueller
Public Comment Ray MacDonald, Steelworkers Pension Trust
Public Comment Ray Wolfe
Public Comment Richard A. Feldman
Public Comment Richard H. Bochner, M.D.
Public Comment Roger and Martha Sturtevant
Public Comment Ronald Feiman, Mayer, Brown, Rowe & Maw
Public Comment Stanley Keller, Chair-Committee on Federal Regulation of Securities, Business Law Section, American Bar Association
Public Comment Steve Black
Public Comment Steven Schneider, Esq.
Public Comment Thomas Björkman
Public Comment Thomas H. Patchell, General Secretary-Treasurer, United Association of Journeymen and Apprentices of the Plumbing and Pipe Fitting Industry of the United States and Canada
Public Comment Wesley Kranitz
Public Comment Will Brodhead
Public Comment William H. Apfel, Senior Vice President and Director of Research, United States Trust Company of Boston
Public Comment Amy Yarnall
Public Comment Andrew T Petersen
Public Comment Annie Young-Mathews

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-36-02
Release Number
33-8131
34-46518
IC-25739
How to submit comments