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Comments on Proposed Rule: Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms

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Date Sort descending	Letter Type	Commenter Name
Dec. 16, 2002	Meeting with SEC Officials	Memorandum from Susan Nash, Associate Director, Division of Investment Management regarding a December 6, 2002 telephone conversation with Stephen E. Roth, Sutherland Asbill & Brennan
Oct. 23, 2002	Public Comment	Eric D. Roiter, Senior Vice President and General Counsel, Boston, MA
Oct. 23, 2002	Public Comment	Stanley Keller, Chair Committee on Federal Regulation of Securities, Business Law Section, American Bar Association
Oct. 22, 2002	Public Comment	Carol F. Relihan, Senior Vice President, Secretary and General Counsel, A I M Advisors Inc.
Oct. 17, 2002	Public Comment	Dechert
Oct. 16, 2002	Public Comment	Craig S. Tyle, General Counsel, Investment Company Institute
Oct. 16, 2002	Public Comment	Heidi Stam, Principal, Securities Regulation, The Vanguard Group, Inc.
Oct. 16, 2002	Public Comment	John E. Pelletier, Senior Vice President/General Counsel, CDC IXIS Asset Management Advisers, L.P., Executive Vice President/General Counsel, CDC IXIS Asset Management Services, Inc.
Oct. 16, 2002	Public Comment	Laura Anne Corsell, Corsell Talman LLC, Media, PA
Oct. 16, 2002	Public Comment	Stephen A. Keen, General Counsel, Federated Investors, Inc.
Oct. 14, 2002	Public Comment	Professor Lucian Bebchuk, Professor Jeffrey Gordon, Professor Robert Pozen, Professor Reinier Kraakman, Harvard Law School, Cambridge, MA
Oct. 11, 2002	Public Comment	Jorden Burt LLP on behalf of AIG American General domestic life insurance companies, Allmerica Financial Corporation, Great-West Life & Annuity Insurance Company, Hartford Life Insurance Company, Jackson National Life Insurance Company, and Jefferson-Pilot Corporation
Oct. 10, 2002	Public Comment	John E. Baumgardner, Jr., Chair, The Committee on Investment Management Regulation of the Association of the Bar of The City of New York
Sept. 11, 2002	Meeting with SEC Officials	Memorandum from Daphne Tippens Chisolm, Counsel to Commissioner Goldschmid regarding meeting on September 9, 2002 with representatives of the Investment Company Institute

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-33-02

Release Number

34-46441

IC-25723

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