Comments on Proposed Rule Exemption To Allow Investment Advisers To Charge Fees Based Upon a Share of Capital Gains Upon or Capital Appreciation of a Client's Account

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Date Sort descending	Letter Type	Commenter Name
Jan. 23, 1998	Public Comment	Jeffrey S. Molitor, Principal, Director of Portfolio Review, Vanguard Group, Inc., Valley Forge, Penn.
Jan. 22, 1998	Public Comment	John G. Gaine, President, Managed Funds Association, Palo Alto, Calif.
Jan. 20, 1998	Public Comment	Carolyn S. Reiser, Shartsis, Friese & Ginsburg LLP, San Francisco, Calif.
Jan. 20, 1998	Public Comment	Leonard B. Mackey, Jr., Rogers & Wells, New York, N.Y.
Jan. 20, 1998	Public Comment	Pierre de Saint Phalle, Davis Polk & Wardwell
Dec. 17, 1997	Public Comment	Sherman C. Green, Investor/Retiree

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-29-97

Release Number

IA-1682