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Comments on Proposed Rule Exemption for Investment Advisers Operating in Multiple States; Revisions to Rules Implementing Amendments to the Investment Advisers Act of 1940

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Date Sort descending	Letter Type	Commenter Name
Jan. 20, 1998	Public Comment	Dale E. Brown, CAE, Associate Executive Director, International Association for Financial Planning, Atlanta, Ga.

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-28-97

Release Number

IA-1681

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Comments on Proposed Rule Exemption for Investment Advisers Operating in Multiple States; Revisions to Rules Implementing Amendments to the Investment Advisers Act of 1940

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Comments on Proposed Rule Exemption for Investment Advisers Operating in Multiple States; Revisions to Rules Implementing Amendments to the Investment Advisers Act of 1940

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