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Comments on Proposed Rule
Exemption for Investment Advisers Operating in Multiple States; Revisions to Rules Implementing Amendments to the Investment Advisers Act of 1940

(Rel. No. IA-1681; File No. S7-28-97)

  • Comments of Dale E. Brown, CAE, Associate Executive Director, International Association for Financial Planning, Atlanta, Ga., January 20, 1998. (File name: brown4.txt)

Modified: 01/23/98