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Comments on Proposed Rule: Custody of Funds or Securities of Clients by Investment Advisers

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Date Sort descending	Letter Type	Commenter Name
Sept. 20, 2002	Public Comment	Stroock & Stroock & Lavan LLP on behalf of Credit Suisse Asset Management, LLC
Sept. 16, 2002	Public Comment	Gary E. Martinelli, Esq., Gary E. Martinelli & Associates, P.C., Springfield, MA
Sept. 16, 2002	Public Comment	Lee C. Butke, President & CEO, Corporate One Federal Credit Union, Columbus, OH
Sept. 12, 2002	Public Comment	Donald P. Spencer, Managing Director, Siguler Guff Advisers, L.L.C.
Sept. 12, 2002	Public Comment	R. Keith Cullinan, Cullinan & Associates, Inc.
Sept. 6, 2002	Public Comment	Richard P. Halverson, President, Great Northern Capital
Aug. 20, 2002	Public Comment	Trish Stone-Damen, Vice President Legal/Compliance, PlanMember Securities Corporation
Aug. 13, 2002	Public Comment	Archie Gray Allen, Jr., Investment Advisor, Winston-Salem, N.C.
Aug. 9, 2002	Public Comment	Arlene R. Foreman
Aug. 1, 2002	Public Comment	Terri Pantalione

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-28-02

Release Number

IA-2044

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