Comments on Proposed Rule: Amendments to Rules Governing Pricing of Mutual Fund Shares

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 81
B: 9
C: 312
D: 462
E: 57
F: 4
G: 34
H: 12
I: 2

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Date Received
Date Letter Type Commenter Name
Public Comment SPARK Institute
Public Comment Stephen A. Batman, CEO, 1st Global Capital Corp
Public Comment Stephen E. Roth and Frederick R. Bellamy, Committee of Annuity Insurers, Sutherland Asbill & Brennan LLP
Public Comment Steve Bartlett, President and CEO, The Financial Services Roundtable; Marc E. Lackritz, President, Securities Industry Association; Donald G. Ogilvie, President, American Bankers Association; Frank Keating, President and CEO, American Council of Life Insurers; Robert E. Vagley, President, American Insurance Association
Public Comment Stuart R. Strachan, Chair, SIA Investment Company Committee; Ernest A. Pittarelli, Chair, SIA Operations Committee; Laura Gough, Chair, SIA Retirement and Savings Committee, Securities Industry Association
Public Comment Susan S. Krawczyk, Sutherland, Asbill & Brennan, LLP
Public Comment The Association for Financial Professionals (AFP) and the Committee on Investment of Employee Benefit Assets (CIEBA)
Public Comment Thomas L. Klaff, CEO, Surety, LLC
Public Comment Tom Cochran, Executive Director, The United States Conference of Mayors
Public Comment Craig S. Tyle, General Counsel, Investment Company Institute
Public Comment Dana Lyons
Public Comment David A. Starr, Counsel, Church Alliance
Public Comment Douglas L. Wooden, Executive Vice President, Financial Services, Great-West Retirement Services
Public Comment J. David Hayes, Director, Delta Data Software, Inc.
Public Comment Jan Jacobson, Director of Retirement Policy, American Benefits Council
Public Comment Lawrence J. Mosner, Chairman and Chief Executive Officer and LeaAnn M. Stagg, Manager, Corporate Finance & Retirement Plans, Deluxe Corporation
Public Comment Mark Freeland
Meeting with SEC Officials Memorandum from Penelope W. Saltzman, Office of Regulatory Policy, Division of Investment Management regarding a January 27, 2004 meeting with the Depository Trust & Clearing Corporation
Public Comment Paul Gallagher, Senior Vice President & General Counsel, ICMA Retirement Corporation
Public Comment Pension Specialists, Inc.
Public Comment Peter B. Mauthe
Public Comment Richard A. Kabaker
Public Comment Rob Mooney, General Counsel, Merrill Lynch, Pierce, Fenner & Smith Incorporated
Public Comment Steve Bartlett, Financial Services Roundtable
Public Comment William J. Winter, Senior Vice President, Cashiers Dept/Nutual Fund Operations, A.C. Edwards & Sons, Inc.
Public Comment Carl E. Johnson, Jr.
Public Comment Duane Meek, President, Nationwide Retirement Solutions, Inc.
Public Comment ERISA Industry Committee
Public Comment Nora Reed Burleigh
Public Comment R. Keith Overly, Executive Director, Ohio Public Employees Deferred Compensation Program

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-27-03
Release Number
IC-26288
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