Comments on Proposed Rule Investment Adviser Year 2000 Reports

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Date Received
Date Letter Type Commenter Name
Public Comment Alan J. Liebman, President, American Superior Company
Public Comment David E. Riggs, Vice President, Charles Schwab & Co., Inc.
Public Comment Gordon Glaza, Regulatory Counsel, American Bankers Association
Public Comment Joseph A. Archer, Vice President, Colonial Management Associates, Inc.
Public Comment Burton M Fendelman and Oliver Herzfeld, Investment Adviser Committee, Securities Industry Association
Public Comment Duane R. Thompson, Director of Government Relations, Institute of Certified Financial Planners
Public Comment Michael G. Tannenbaum, Newman Tannenbaum Helpern Syracuse & Hirschtritt LLP
Public Comment Jim Ellman

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-20-98
Release Number
IA-1728
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