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Comments on Proposed Rule: Recordkeeping Requirements for Transfer Agents

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Date Sort descending	Letter Type	Commenter Name
Oct. 31, 2000	Public Comment	Michael Kilian, EMC Corporation
Aug. 4, 1999	Public Comment	Robert L. Hamilton
July 14, 1999	Public Comment	W. Hardy Callcott, Senior Vice President and General Counsel, Charles Schwab & Co., Inc.
July 13, 1999	Public Comment	Michael L. Michael, Vice President and Chief Compliance Officer, Fidelity Investments
July 2, 1999	Public Comment	Christine Owens, Corporate Government Relations Manager, StorageTek
July 2, 1999	Public Comment	Gerald L. Popovsky, Associate Counsel, ChaseMellon Shareholder Services, L.L.C.
July 2, 1999	Public Comment	Robert P. DeGregorie, Assistant General Counsel, Chase Manhattan Bank

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-17-99

Release Number

34-41442

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