Comments on Proposed Rule: Assessments on Security Futures Transactions and Fees on Sales of Securities Resulting From Physical Settlement of Security Futures Pursuant to Section 31 of the Exchange Act

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Date Sort descending	Letter Type	Commenter Name
June 7, 2002	Public Comment	Kathleen M. Hamm, Senior Vice President-Regulation and Compliance, Nasdaq Liffe Markets LLC
June 6, 2002	Public Comment	C. Robert Paul, General Counsel, OneChicago, LLC, Chicago, IL
June 5, 2002	Public Comment	W. Leo McBlain, Chairman, Financial Information Forum
May 16, 2002	Public Comment	Franc Spinelli

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-14-02

Release Number

34-45854