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Comments on Proposed Rule: Registration of Broker-Dealers Pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934

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Date Sort descending	Letter Type	Commenter Name
Aug. 10, 2001	Public Comment	Jean A. Webb, Secretary of the Commission, The Commodity Futures Trading Commission
July 26, 2001	Public Comment	Daniel Roth, Senior Executive Vice President, National Futures Association
July 26, 2001	Public Comment	David Vitale, Board of Trade of the City of Chicago, Inc.
July 26, 2001	Public Comment	John M. Damgard, President, Futures Industry Association
July 26, 2001	Public Comment	Wendy L. Gramm, Director and Susan E. Dudley, Senior Research Fellow, The Regulatory Studies Program, Mercatus Center, George Mason University
July 6, 2001	Public Comment	Darlene Marquez

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-13-01

Release Number

34-44455

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