Comments on Proposed Rule: Regulation of Exchanges and Alternative Trading Systems

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Date Received
Date Letter Type Commenter Name
Public Comment Jim Barrett
Public Comment J. Eric Vaughan, President, Ohio Valley Management
Public Comment John D. Robinson, Head Trader, Longwood Asset Management
Public Comment Russell Rhoads, Director of Equity Trading, and Michael B. Orkin, Chairman and CEO, Caldwell and Orkin
Public Comment Tracy Altebrando, Senior Equity Trader, Metropolitan Capital Advisors, Inc.
Public Comment William J. Haggerty, Managing Director of Operations,Bowman Capital Management
Public Comment Daniel G. Weaver, Ph.D., Baruch College, Department of Economics and Finance
Public Comment Patrick J. McCloskey, Senior Vice President, Wellington Management Company, LLP
Public Comment Roy Behren, Westchester Capital Management, Inc., Valhalla, NY
Public Comment Stacey Carter Fleece, Chief Financial Officer, Brookhaven Capital Management
Public Comment Jim Sloman
Public Comment Susan Ellis, Vice President, Trading, Granahan Investment Management, Inc.
Public Comment Jeffry L. Davis, Senior Economist, Economists Incorporated
Public Comment Lou Eccleston and Kevin M. Foley, Bloomberg L.P.
Public Comment David E. Rosedahl,Exec. Vice President, The Pacific Exchange Inc.
Public Comment Mike Cormack, Manager, Equity Trading American Century Investments
Public Comment Douglas M. Atkin, CEO, Instinet Corp.
Public Comment Christopher J. Carroll, Managing Director, Deutsche Bank Securities Inc.
Public Comment Lee B. Spencer, Jr., and Perry L. Taylor, Jr., SIA Alternative Trading System Subcommittee
Public Comment Fredric W. Rittereiser, President and William W. Uchimoto, Esq., Exec. Vice President, Ashton Technology Group, Inc.
Public Comment Ruben Lee, Oxford Financial Group
Public Comment Larry E. Fondren, President, Integrated Bond Exchange, Inc.
Public Comment Louis C. Magill, President, Corporate Capital Securities, Inc.
Public Comment Christopher B. Burnham, President and Chief Executive Officer, Columbus Circle Investors, Stamford, Conn.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-12-98
Release Number
34-39884
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