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Comments on Proposed Rule: Disclosure Regarding Portfolio Managers of Registered Management Investment Companies

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Date Sort descending	Letter Type	Commenter Name
May 21, 2004	Public Comment	William F. Truscott, Senior Vice President and Chief Investment Officer, American Express Financial Corporation and Chairman of the Board and Chief Investment Officer American Express Asset Management Group Inc.; Bruce A. Kohn, Vice President and Group Counsel, American Express Financial Corporation
May 20, 2004	Public Comment	Amy B. R. Lancellotta, Acting General Counsel, Investment Company Institute
May 20, 2004	Public Comment	Burton D. Sheppard, President, Lowell Sheppard Holdings, LLC/The Rankings Service (TRS)
May 20, 2004	Public Comment	Heidi J. Walter, Vice President and Assistant General Counsel, Janus Capital Group
May 11, 2004	Meeting with SEC Officials	Memorandum from the Division of Investment Management, regarding a May 6, 2004 meeting with representatives of the Investment Company Institute and it's Board of Governors
May 7, 2004	Public Comment	Daniel Colon, La Porte, Texas
April 16, 2004	Public Comment	B. Gould
April 15, 2004	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding an April 6, 2004 meeting with representatives of Asset Managers Forun COO Group
April 14, 2004	Public Comment	James E Grant, CPA, Author, National Public Speaker on Mutual Fund Investing, Carbondale, Colorado
April 12, 2004	Public Comment	Sumner K. Emery, President, TelCo Retirees Association, Inc.
April 8, 2004	Public Comment	Herb Zydney, Acting President, Lucent Retirees Organization
March 29, 2004	Public Comment	Mike Heller, Danville, CA
March 28, 2004	Public Comment	Scott A. Burnett, Esquire, Portland, Maine
March 19, 2004	Public Comment	William C. Johnson, San Mateo County, California
March 16, 2004	Public Comment	Larry Cohen
March 15, 2004	Public Comment	David L. Spurr, Wilmington, Massachusetts

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-12-04

Release Number

33-8396

34-49398

IC-26383

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