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Comments on Proposed Rule: Exemption for Certain Investment Advisers Operating Through the Internet

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Date Sort descending	Letter Type	Commenter Name
July 30, 2002	Public Comment	Ron Peremel, Chief Executive Officer, MyFinancialAdvice, LLC
June 26, 2002	Public Comment	Gregory S. Neal
June 10, 2002	Public Comment	David L. Garrett, President, The Timer.com
June 6, 2002	Public Comment	Deborah A. Lamb, Chair-US Advocacy Committee; Linda L. Rittenhouse, AIMR Advocacy, Association for Investment Management & Research
June 6, 2002	Public Comment	Jack E. Herstein, Assistant Director, Nebraska Department of Banking and Finance
June 6, 2002	Public Comment	John P. Burke, Banking Commissioner, State of Connecticut
June 6, 2002	Public Comment	Joseph Borg, NASSA President, Director- Alabama Securities Commission, The North American Securities Administrators Association, Inc.
June 6, 2002	Public Comment	Michael C. Herndon, Director-Public and Government Affairs, Certified Financial Planners Board of Standards Inc.
June 6, 2002	Public Comment	Rasha Elganzouri, ICCA Counsel, Investment Counsel Association of America
June 6, 2002	Public Comment	Scott W. Campbell, Executive Vice President and General Counsel, Financial Engines Advisors, LLC
June 5, 2002	Public Comment	Duane R. Thompson, Director of Goverment Relations, The Financial Planning Association
May 31, 2002	Public Comment	Ronald P. Meier, CFA, CPA
May 30, 2002	Public Comment	Gregory R. Spear, Spear Capital Management Inc., West Hartford, CT
May 28, 2002	Public Comment	William M. Cunningham, William Michael Cunningham and Creative Investment Research, Inc.
May 17, 2002	Public Comment	Patrick Michela, General Counsel, SaveDaily.com Inc.
May 4, 2002	Public Comment	William P. Middleton
April 23, 2002	Public Comment	Lamaute Capital, Washington, D.C.
April 22, 2002	Public Comment	Lance M. Fulk, CFP
April 12, 2002	Public Comment	Bill Williams

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-10-02

Release Number

IA-2028

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