Comments on Proposed Rule: Investment Company Governance

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 13,748

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Date Received
Date Letter Type Commenter Name
Public Comment Tom Fox, Vernon, Vermont
Public Comment Tony Prokott, Minneapolis, Minnesota
Public Comment Valerie Bradshaw, Virginia Beach, Virginia
Public Comment David Lerner, Chairman, Spirit of America Investment Fund, Inc., Syosset, New York
Public Comment Richard A. Redeker, Independent Director, Stone Harbor, New Jersey
Public Comment Virginia Stringer, Independent Chair, First American Funds
Public Comment David Gladstone, Chairman and Chief Executive Officer of Gladstone Capital Corporation, McLean, Virginia
Public Comment William L. Armstrong, on behalf of the Board of Directors of Oppenheimer Board II Mutual Funds
Public Comment J. Atwood Ives, Chairman, on behalf of the Independent Trustees of the MFS Funds
Public Comment Alfred M. Rankin, Jr., on behalf of the Independent Directors of the Vanguard Funds
Public Comment Richard F. Curcio, Chairman, The Valiant Fund, Venice, Florida
Public Comment Wilmot H. Kidd, III, President, Central Securities Corporation, New York, New York
Public Comment Michael J. Penn, Libertyville, Illinois
Public Comment Christopher Meyrick Payne, MBA, CPA, FCA, Partner, Management Practice Inc., Stamford, Connecticut
Public Comment James A. Almond, Allen, Texas
Public Comment Vern O. Curtis, Portland, Oregon
Public Comment Peter J. Wallison, Resident Fellow, American Enterprise Institute
Public Comment Kelly S. McEntire, Retired Management Professional, Huntsville, Utah
Public Comment Stephen B. Timbers, Lake Forest, Illinois
Public Comment Andrew H. Dral, Investment Officer, Sacramento, California
Public Comment Wilmot H. Kidd
Public Comment Anonymous
Public Comment E. Philip Cannon, Cannon & Company
Public Comment Thad Penn
Public Comment Mordecai Rosenfeld
Public Comment Gerald A. Strickland, Stuart, Florida
Public Comment Charles J. Gerut, retired, Lombard, Illinois
Public Comment Michael Karr
Public Comment Mike and Barbara Hurley
Public Comment Ron A. Rhoades, Director of Research, Chief Compliance Officer, Joseph Capital Management, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-03-04
Release Number
IC-26323
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