Investment Company Act Notices and Orders

See also Investment Company Act Deregistration Notices and Orders.

File Number Date Investment Company Type Release Number Category
813-00393 Point72 Employee Investment Fund, L.P. and Point72 Asset Management, L.P. Investment Company Act Notice 34365
See Also - 34365A
Employees Securities Company
812-15239 Columbia ETF Trust I, et al. Investment Company Act Order 34359
Exchange Traded Funds - Active
812-15180 Uncommon Investment Funds Trust and Uncommon Investment Advisors LLC Investment Company Act Order 34354
Multi-Manager - Voting & Disclosure
812-15244 MVP Private Markets Fund, et al; Investment Company Act Order 34356
Multi-Class
812-15219 Capital Southwest Corporation, et al. Investment Company Act Order 34355
Business Development Companies - Capital Structure
812-15240 DoubleLine Opportunistic Credit, et al Investment Company Act Order 34353
Distributions
812-15232 Hartford Funds Exchange-Traded Trust, et al. Investment Company Act Order 34351
Exchange Traded Funds - Active
812-15175 Fidelity Beach Street Trust, et al. Investment Company Act Order 34350
Exchange Traded Funds - Active
812-15187 New Age Alpha Trust and New Age Alpha Advisors, LLC Investment Company Act Order 34348
Multi-Manager - Voting & Disclosure
812-15195 Commonwealth Credit Partners BDC I, Inc., et al. Investment Company Act Order 34347
Co-Investment
812-15239 Columbia ETF Trust I, et al. Investment Company Act Notice 34345
Exchange Traded Funds - Active
812-15214 BNY Mellon Alcentra Opportunistic Global Credit Income Fund and BNY Mellon Investment Adviser, Inc. Investment Company Act Order 34344
Multi-Class
812-15176 Investcorp Credit Management BDC, Inc., et al. Investment Company Act Order 34338
Co-Investment
812-15097 Lord Abbett Floating Rate High Income Fund, et al. Investment Company Act Order 34336
Interval Funds
812-15212 Capital Southwest Corporation Investment Company Act Order 34335
Business Development Companies - Compensation
812-15244 MVP Private Markets Fund, et al; Investment Company Act Notice 34334
Multi-Class
812-15219 Capital Southwest Corporation, et al. Investment Company Act Notice 34333
Business Development Companies - Capital Structure
812-15194 iCapital KKR Private Markets Fund, et al. Investment Company Act Order 34332
Co-Investment
812-15180 Uncommon Investment Funds Trust and Uncommon Investment Advisors LLC Investment Company Act Notice 34331
Multi-Manager - Voting & Disclosure
812-15210 Nationwide Mutual Funds, et al. Investment Company Act Order 34329
Non-In-Person Board Meetings
812-15151 First Eagle Alternative Capital Bdc, Inc., et al. Investment Company Act Order 34330
Co-Investment
812-15240 DoubleLine Opportunistic Credit, et al Investment Company Act Notice 34328
Distributions
812-15131 Calamos-Avenue Opportunities Fund and Calamos Avenue Management, LLC Investment Company Act Order 34327
Multi-Class
812-15175 Fidelity Beach Street Trust, et al. Investment Company Act Notice 34326
Exchange Traded Funds - Active
812-15216 Schwab Strategic Trust, et al. Investment Company Act Order 34323
Exchange Traded Funds - Active
812-15232 Hartford Funds Exchange-Traded Trust, et al. Investment Company Act Notice 34324
Exchange Traded Funds - Active
812-15195 Commonwealth Credit Partners BDC I, Inc., et al. Investment Company Act Notice 34325
Co-Investment
812-15187 New Age Alpha Trust and New Age Alpha Advisors, LLC Investment Company Act Notice 34322
Multi-Manager - Voting & Disclosure
812-15202-01 Listed Funds Trust and Skyrocket Investments, LLC Investment Company Act Order 34321
Multi-Manager - Voting & Disclosure
812-15214 BNY Mellon Alcentra Opportunistic Global Credit Income Fund and BNY Mellon Investment Adviser, Inc. Investment Company Act Notice 34320
Multi-Class
812-15194 iCapital KKR Private Markets Fund, et al. Investment Company Act Notice 34317
Co-Investment
812-15176 Investcorp Credit Management BDC, Inc., et al. Investment Company Act Notice 34318
Co-Investment
812-15170 Franklin Templeton Co-Investing Interval Fund, et al. Investment Company Act Order 34307
Co-Investment
812-15097 Lord Abbett Floating Rate High Income Fund, et al. Investment Company Act Notice 34308
Interval Funds
812-15212 Capital Southwest Corporation Investment Company Act Notice 34309
Business Development Companies - Compensation
812-15154 Simplify Exchange Traded Funds and Simplify Asset Management Inc. Investment Company Act Order 34306
Multi-Manager - Voting & Disclosure
812-15173 Calamos Investment Trust, et al. Investment Company Act Order 34303
Interfund Lending
812-15210 Nationwide Mutual Funds, et al. Investment Company Act Notice 34302
Non-In-Person Board Meetings
812-15151 First Eagle Alternative Capital Bdc, Inc., et al. Investment Company Act Notice 34301
Co-Investment
812-15131 Calamos-Avenue Opportunities Fund and Calamos Avenue Management, LLC Investment Company Act Notice 34300
Multi-Class
812-15216 Schwab Strategic Trust, et al. Investment Company Act Notice 34298
Exchange Traded Funds - Active
812-15119-01 Delaware Wilshire Private Markets Master Fund, et al. Investment Company Act Order 34296
Co-Investment
812-15143 Teachers Insurance and Annuity Association of America, et al. Investment Company Act Order 34295
Insurance Products - Fund Substitution
812-15202-01 Listed Funds Trust and Skyrocket Investments, LLC Investment Company Act Notice 34293
Multi-Manager - Voting & Disclosure
812-15111 Trinity Capital, Inc. Investment Company Act Order 34290
Business Development Companies - Compensation
812-15170 Franklin Templeton Co-Investing Interval Fund, et al. Investment Company Act Notice 34289
Co-Investment
812-15207 HPS Corporate Lending Fund and HPS Investment Partners, LLC Investment Company Act Order 34275
Multi-Class
812-15154 Simplify Exchange Traded Funds and Simplify Asset Management Inc. Investment Company Act Notice 34274
Multi-Manager - Voting & Disclosure
812-15173 Calamos Investment Trust, et al. Investment Company Act Notice 34273
Interfund Lending
812-15197 T. Rowe Price Associates, Inc., et al. Investment Company Act Order 34272
Exchange Traded Funds - Active
812-15119-01 Delaware Wilshire Private Markets Master Fund, et al. Investment Company Act Notice 34270
Co-Investment
812-15191 The Advisors' Inner Circle Fund, Cambiar Investors, LLC and Sei Investments Distribution Co. Investment Company Act Order 34268
Exchange Traded Funds - Active
812-15203 Putnam ETF Trust, et al. Investment Company Act Order 34266
Exchange Traded Funds - Active
812-15143 Teachers Insurance and Annuity Association of America, et al. Investment Company Act Notice 34267
Insurance Products - Fund Substitution
812-15101 The Ohio National Life Insurance Company, et al. Investment Company Act Order 34264
Insurance Products - Fund Substitution
812-15199 Nuveen Fund Advisors, LLC, et al. Investment Company Act Order 34265
Exchange Traded Funds - Active
812-15185 SharesPost 100 Fund and Liberty Street Advisors, Inc. Investment Company Act Order 34262
Multi-Class
812-15111 Trinity Capital, Inc. Investment Company Act Notice 34263
Business Development Companies - Compensation
812-15189 Azzad Funds and Azzad Asset Management, Inc. Investment Company Act Order 34261
Multi-Manager - Voting & Disclosure
812-15207 HPS Corporate Lending Fund and HPS Investment Partners, LLC Investment Company Act Notice 34259
Multi-Class
812-15197 T. Rowe Price Associates, Inc., et al. Investment Company Act Notice 34248
Exchange Traded Funds - Active
812-15203 Putnam ETF Trust, et al. Investment Company Act Notice 34245
Exchange Traded Funds - Active
812-15191 The Advisors' Inner Circle Fund, Cambiar Investors, LLC and Sei Investments Distribution Co. Investment Company Act Notice 34244
Exchange Traded Funds - Active
812-15199 Nuveen Fund Advisors, LLC, et al. Investment Company Act Notice 34243
Exchange Traded Funds - Active
812-15101 The Ohio National Life Insurance Company, et al. Investment Company Act Notice 34242
Insurance Products - Fund Substitution
812-15189 Azzad Funds and Azzad Asset Management, Inc. Investment Company Act Notice 34241
Multi-Manager - Voting & Disclosure
812-15185 SharesPost 100 Fund and Liberty Street Advisors, Inc. Investment Company Act Notice 34240
Multi-Class
812-15134 Russell Investment Company, et al. Investment Company Act Order 34238
Non-In-Person Board Meetings
812-15140 Brighthouse Life Insurance Company, et al. Investment Company Act Order 34239
Insurance Products - Fund Substitution
812-15174 Rand Capital Corporation, et al. Investment Company Act Order 34237
Co-Investment
812-15120 Star Mountain Credit Opportunities Fund, LP, et al. Investment Company Act Order 34228
Co-Investment
812-15160 Strategas Trust and Strategas Securities, LLC Investment Company Act Order 34223
Unit Investment Trusts - Other
812-15130 Columbia Funds Series Trust, et al. Investment Company Act Order 34224
Non-In-Person Board Meetings
812-15140 Brighthouse Life Insurance Company, et al. Investment Company Act Notice 34220
Insurance Products - Fund Substitution
812-15086 Muzinich BDC, Inc., et al. Investment Company Act Order 34219
Co-Investment
812-15174 Rand Capital Corporation, et al. Investment Company Act Notice 34218
Co-Investment
812-15166 The Advisors' Inner Circle Fund and Pathstone Family Office, LLC Investment Company Act Order 34216
Multi-Manager - Voting & Disclosure
812-15165 The RBB Fund, Inc., et al. Investment Company Act Order 34215
Exchange Traded Funds - Active
812-15099 Hamilton Lane Private Assets Fund, et al. Investment Company Act Order 34201
Co-Investment
812-15134 Russell Investment Company, et al. Investment Company Act Notice 34200
Non-In-Person Board Meetings
812-15120 Star Mountain Credit Opportunities Fund, LP, et al. Investment Company Act Notice 34202
Co-Investment
812-15205 Infinity Q Diversified Alpha Fund, a Series of Trust for Advised Portfolios, and Infinity Q Capital Management, LLC Investment Company Act Order 34198
Other
812-15130 Columbia Funds Series Trust, et al. Investment Company Act Notice 34197
Non-In-Person Board Meetings
812-15160 Strategas Trust and Strategas Securities, LLC Investment Company Act Notice 34195
Unit Investment Trusts - Other
812-15182 Invesco Capital Management LLC, et al. Investment Company Act Order 34193
Exchange Traded Funds - Active
812-15157 Natixis ETF Trust II, et al. Investment Company Act Order 34192
Exchange Traded Funds - Active
812-15178 Activeshares ETF Trust, et al. Investment Company Act Order 34191
Exchange Traded Funds - Active
812-15171 ETF Series Solutions and Distillate Capital Partners LLC Investment Company Act Order 34190
Multi-Manager - Voting & Disclosure
812-15165 The RBB Fund, Inc., et al. Investment Company Act Notice 34189
Exchange Traded Funds - Active
812-15066 Symmetry Panoramic Trust and Symmetry Partners, LLC Investment Company Act Order 34187
Interfund Lending
812-15086 Muzinich BDC, Inc., et al. Investment Company Act Notice 34186
Co-Investment
812-15106 Esoterica Thematic Trust and Esoterica Capital LLC Investment Company Act Order 34185
Multi-Manager - Voting & Disclosure
812-15166 The Advisors' Inner Circle Fund and Pathstone Family Office, LLC Investment Company Act Notice 34184
Multi-Manager - Voting & Disclosure
812-15099 Hamilton Lane Private Assets Fund, et al. Investment Company Act Notice 34182
Co-Investment
812-15096-01 KKR Registered Advisor LLC and KKR Real Estate Select Trust Inc. Investment Company Act Order 34176
Other
812-15158 J.P. Morgan Investment Management Inc., et al. Investment Company Act Order 34180
Other
812-15169 Alps ETF Trust, et al. Investment Company Act Order 34181
Exchange Traded Funds - Active
812-15167 ETF Series Solutions and Clearshares LLC Investment Company Act Order 34174
Multi-Manager - Voting & Disclosure
813-00395 Signature PE Fund, LLC and McDermott Will & Emery LLP Investment Company Act Order 34175
Employees Securities Company
813-00397 Citadel Enterprise Americas LLC (formerly Citadel LLC) and CEIF LLC Investment Company Act Order 34173
Employees Securities Company
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