812-15843 Dec. 18, 2025
Kayne Anderson Energy Infrastructure Fund, Inc., et al. Investment Company Act Notice
IC-35835
Co-Investment
812-15875 Dec. 17, 2025
Victory Portfolios, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15812 Dec. 17, 2025
Tweedy, Browne Fund Inc., et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15619 Dec. 17, 2025
Virtus Alternative Solutions Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15556 Dec. 17, 2025
TCW Metropolitan West Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15589 Dec. 17, 2025
The Charles Schwab Family of Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15688 Dec. 17, 2025
Thornburg Investment Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15582 Dec. 17, 2025
Touchstone Funds Group Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15653 Dec. 17, 2025
SPDR Series Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15641 Dec. 17, 2025
Segall Bryant & Hamill Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15626 Dec. 17, 2025
Shelton Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15908 Dec. 17, 2025
Parnassus Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15636 Dec. 17, 2025
PFS Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15708 Dec. 17, 2025
PIMCO Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15839 Dec. 17, 2025
New York Life Investments Active ETF Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15644 Dec. 17, 2025
Nushares ETF Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15751 Dec. 17, 2025
Neuberger Berman Investment Advisers LLC, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15542 Dec. 17, 2025
Morgan Stanley Institutional Fund Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15680 Dec. 17, 2025
Lord, Abbett & Co. LLC, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15662 Dec. 17, 2025
J.P. Morgan Investment Management Inc., et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15637 Dec. 17, 2025
John Hancock Investment Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15760 Dec. 17, 2025
Harbor Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15640 Dec. 17, 2025
Guinness Atkinsons Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15577 Dec. 17, 2025
GMO Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15501 Dec. 17, 2025
F/m Investments LLC, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15517 Dec. 17, 2025
Fidelity Hastings Street Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15679-01 Dec. 17, 2025
Deutsche DWS Asset Allocation Trust Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15652 Dec. 17, 2025
BlackRock Funds, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15591 Dec. 17, 2025
Allspring Funds Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15793 Dec. 17, 2025
Baron Investment Funds Trust, et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15570 Dec. 17, 2025
AB Municipal Income Fund, Inc., et al. Investment Company Act Notice
IC-35834
Exchange Traded Funds - Multi-Class
812-15837 Dec. 17, 2025
Wilshire Private Assets Fund, et al. Investment Company Act Order
IC-35833
Multi-Class
812-15855 Dec. 17, 2025
Star Mountain Lower Middle-Market Capital Corp., et al. Investment Company Act Order
IC-35832
Co-Investment
812-15685 Dec. 17, 2025
Columbia Credit Income Opportunities Fund, et al. Investment Company Act Order
IC-35831
Co-Investment
812-15798 Dec. 17, 2025
Monroe Capital Corporation, et al. Investment Company Act Order
IC-35830
Co-Investment
812-15796 Dec. 17, 2025
1WS Credit Income Fund, et al. Investment Company Act Order
IC-35829
Co-Investment
812-15819 Dec. 17, 2025
Sardis Credit Opportunities Fund, et al. Investment Company Act Notice
IC-35828
Multi-Class
812-15831 Dec. 16, 2025
NB Private Markets Access Fund LLC, et al. Investment Company Act Notice
IC-35827
Co-Investment
812-15800 Dec. 16, 2025
Barings Corporate Investors, et al. Investment Company Act Notice
IC-35826
Co-Investment
812-15853 Dec. 16, 2025
MA Specialty Credit Income Fund, et al. Investment Company Act Order
IC-35825
Co-Investment
812-15775 Dec. 16, 2025
TCW Direct Lending VIII LLC, et al. Investment Company Act Notice
IC-35824
Affiliated Sales & Purchases - In-Kind
812-15845 Dec. 16, 2025
Willow Tree Capital Corporation, et al. Investment Company Act Order
IC-35823
Co-Investment
812-15856 Dec. 16, 2025
Onex Direct Lending BDC Fund, et al. Investment Company Act Notice
IC-35822
Co-Investment
812-15840 Dec. 11, 2025
Oxford Square Capital Corp., et al. Investment Company Act Notice
IC-35820
Co-Investment
812-15849 Dec. 9, 2025
Prospect Capital Corporation, et al. Investment Company Act Notice
IC-35819
Co-Investment
812-15949 Dec. 5, 2025
Oppenheimer & Co. Inc., et al. Investment Company Act Notice
IC-35818
Ineligible - Disqualified Firm
812-15824 Dec. 4, 2025
Shelton Funds, et al. Investment Company Act Notice
IC-35817
Multi-Manager - Voting & Disclosure
812-15818 Nov. 28, 2025
Bain Capital Credit, LP, et al. Investment Company Act Notice
IC-35815
Co-Investment
812-15902 Nov. 25, 2025
ARK ETF Trust and ARK Investment Management LLC Investment Company Act Notice
IC-35814
Non-In-Person Board Meetings
812-15903 Nov. 25, 2025
ARK ETF Trust and ARK Investment Management LLC Investment Company Act Notice
IC-35813
Multi-Manager - Voting & Disclosure
812-15792 Nov. 25, 2025
Antares Private Credit Fund, et al. Investment Company Act Notice
IC-35812
Co-Investment
812-15844 Nov. 25, 2025
The RBB Fund Trust and Clearbrook Investment Consulting, LLC Investment Company Act Notice
IC-35811
Multi-Manager - Voting & Disclosure
812-15685 Nov. 21, 2025
Columbia Credit Income Opportunities Fund, et al. Investment Company Act Notice
IC-35800
Co-Investment
812-15798 Nov. 21, 2025
Monroe Capital Corporation, et al. Investment Company Act Notice
IC-35799
Co-Investment
812-15796 Nov. 21, 2025
1WS Credit Income Fund, et al. Investment Company Act Notice
IC-35798
Co-Investment
812-15855 Nov. 21, 2025
Star Mountain Lower Middle-Market Capital Corp., et al. Investment Company Act Notice
IC-35797
Co-Investment
812-15837 Nov. 21, 2025
Wilshire Private Assets Fund, et al. Investment Company Act Notice
IC-35796
Multi-Class
812-15853 Nov. 20, 2025
MA Specialty Credit Income Fund, et al. Investment Company Act Notice
IC-35795
Co-Investment
812-15878 Nov. 19, 2025
Audax PDB Management Company, LLC, et al. Investment Company Act Order
IC-35794
Multi-Class
812-15890 Nov. 19, 2025
Cambria ETF Trust, et al. Investment Company Act Order
IC-35793
Multi-Manager - Voting & Disclosure
812-15845 Nov. 19, 2025
Willow Tree Capital Corporation, et al. Investment Company Act Notice
IC-35792
Co-Investment
812-15886 Nov. 18, 2025
Diameter Dynamic Credit Fund, et al. Investment Company Act Order
IC-35791
Multi-Class
812-15861 Nov. 17, 2025
TCG Strategic Income Fund, et al. Investment Company Act Order
IC-35790
Multi-Class
812-15874 Nov. 17, 2025
Pennantpark Enhanced Income Fund, et al. Investment Company Act Order
IC-35789
Multi-Class
812-15880 Nov. 17, 2025
FPLF Management LLC, et al. Investment Company Act Order
IC-35788
Multi-Class
812-15860 Nov. 17, 2025
ARK Venture Fund, et al. Investment Company Act Order
IC-35787
Multi-Class
812-15484 Nov. 17, 2025
DFA Investment Dimensions Group., et al. Investment Company Act Order
IC-35786
Exchange Traded Funds - Multi-Class
812-15887 Nov. 17, 2025
Partners Group Lending Fund, LLC and Partners Group (USA), Inc., Investment Company Act Order
IC-35785
Multi-Class
812-15578 Nov. 14, 2025
Axxes Opportunistic Credit Fund, et al. Investment Company Act Order
IC-35784
Co-Investment
812-15609 Nov. 14, 2025
Russell Investments New Economy Infrastructure Fund, et al Investment Company Act Order
IC-35783
Co-Investment
812-15835 Nov. 14, 2025
26North BDC, Inc., et al. Investment Company Act Order
IC-35782
Co-Investment
812-15628 Nov. 14, 2025
Crestline Lending Solutions, LLC, et al. Investment Company Act Order
IC-35781
Co-Investment
812-15815 Nov. 14, 2025
Rand Capital Corporation, et al. Investment Company Act Order
IC-35780
Co-Investment
812-15823 Nov. 14, 2025
Privacore VPC Asset Backed Credit Fund, et al. Investment Company Act Order
IC-35779
Co-Investment
812-15858 Nov. 14, 2025
Oaktree Strategic Credit Fund, et al. Investment Company Act Order
IC-35778
Co-Investment
812-15807 Nov. 14, 2025
Banner Ridge DSCO Private Markets Fund, et al. Investment Company Act Order
IC-35777
Co-Investment
812-15661 Nov. 14, 2025
TCW Steel City Perpetual Levered Fund LP, et al Investment Company Act Order
IC-35776
Co-Investment
812-15806 Sept. 30, 2025
Gladstone Alternative Income Fund, et al. Investment Company Act Order
IC-35773
Co-Investment
812-15794 Sept. 30, 2025
Constitution Capital Access Fund, LLC, et al. Investment Company Act Order
IC-35772
Co-Investment
812-15801 Sept. 30, 2025
HarbourVest Private Investments Fund, et al. Investment Company Act Order
IC-35771
Co-Investment
812-15484 Sept. 29, 2025
DFA Investment Dimensions Group Inc., Dimensional Investment Group Inc., Dimensional ETF Trust and Dimensional Fund Advisors LP Investment Company Act Notice
IC-35770
Exchange Traded Funds - Multi-Class
812-15578 Sept. 26, 2025
Axxes Opportunistic Credit Fund, et al. Investment Company Act Notice
IC-35769
Co-Investment
812-15886 Sept. 26, 2025
Diameter Dynamic Credit Fund and Diameter DCF Advisor LLC Investment Company Act Notice
IC-35767
Multi-Class
812-15878 Sept. 26, 2025
Audax PDB Management Company, LLC and Audax Private Credit Fund, LLC Investment Company Act Notice
IC-35766
Multi-Class
812-15785 Sept. 26, 2025
Aksia LLC, et al. Investment Company Act Order
IC-35765
Co-Investment
812-15887 Sept. 24, 2025
Partners Group Lending Fund, LLC and Partners Group (USA), Inc. Investment Company Act Notice
IC-35758
Multi-Class
812-15821 Sept. 24, 2025
TCW Direct Lending LLC, et al. Investment Company Act Order
IC-35757
Co-Investment
812-15799 Sept. 23, 2025
Fidelity Private Credit Fund, et al. Investment Company Act Order
IC-35756
Co-Investment
812-15808 Sept. 22, 2025
Main Street Capital Corporation, et al. Investment Company Act Order
IC-35755
Co-Investment
812-15890 Sept. 22, 2025
Cambria ETF Trust, et al. Investment Company Act Notice
IC-35754
Multi-Manager - Voting & Disclosure
812-15880 Sept. 22, 2025
FPLF Management LLC, et al. Investment Company Act Notice
IC-35753
Multi-Class
812-15827 Sept. 22, 2025
Third Point Private Capital LLC and Third Point Private Capital Partners Investment Company Act Order
IC-35752
Multi-Class
812-15764 Sept. 19, 2025
ISQ OpenInfra Income Fund, et al. Investment Company Act Order
IC-35751
Co-Investment
812-15835 Sept. 19, 2025
26North BDC, Inc., et al. Investment Company Act Notice
IC-35750
Co-Investment
812-15823 Sept. 16, 2025
Privacore VPC Asset Backed Credit Fund, et al. Investment Company Act Notice
IC-35749
Co-Investment
812-15815 Sept. 15, 2025
Rand Capital Corporation, et al. Investment Company Act Notice
IC-35748
Co-Investment
812-15861 Sept. 11, 2025
TCG Strategic Income Fund, et al. Investment Company Act Notice
IC-35747
Multi-Class
812-15874 Sept. 11, 2025
PennantPark Enhanced Income Fund, et al. Investment Company Act Notice
IC-35746
Multi-Class
812-15807 Sept. 10, 2025
Banner Ridge DSCO Private Markets Fund, et al. Investment Company Act Notice
IC-35745
Co-Investment
812-15860 Sept. 9, 2025
ARK Venture Fund and ARK Investment Management LLC Investment Company Act Notice
IC-35744
Multi-Class
