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Regulatory Release

Rules Implementing Amendments to the Investment Advisers Act of 1940

Details

Rule Type

Proposed

Release Number

IA-1601

SEC Issue Date

Dec. 20, 1996 | 1:23 pm ET

Federal Register Publish Date

Dec. 27, 1996 | 6:13 pm ET

Document Citation

61 FR 68480

RIN

3235-AH07

Resources

IA-1601

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Rules Implementing Amendments to the Investment Advisers Act of 1940

Details

Resources

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Rules Implementing Amendments to the Investment Advisers Act of 1940

Details

Resources