SEC Final Rules

Second Quarter | First Quarter

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Release No. Date Details
Second Quarter
34-97478 May 11, 2023 Technical Amendments to Form BD and Form BDW
(Conformed to Federal Register version)
Effective Date: May 23, 2023
Federal Register version (88 FR 32963)
IA-6297 May 3, 2023 Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers
File No.: S7-01-22
Effective Date: See section II.E. of this final rule
Compliance Dates: See section II.E. of this final rule
See Also:
34-97424 May 3, 2023 Share Repurchase Disclosure Modernization
Other Release Nos.: IC-34906
File No.: S7-21-21
Effective Date: 60 days after publication in the Federal Register
See Also:
First Quarter
33-11168 Mar. 20, 2023 Adoption of Updated EDGAR Filer Manual
(Conformed to Federal Register version)
Other Release Nos.: 34-97161; 39-2549; IC-34860
Effective Date: April 20, 2023
Federal Register version (88 FR 24329)
33-11159 Feb. 21, 2023 Extending Form 144 EDGAR Filing Hours
(Conformed to Federal Register version)
Other Release Nos.: 34-96959; 39-2548
Effective Date: March 20, 2023
Federal Register version (88 FR 12205)
34-96930 Feb. 15, 2023 Shortening the Securities Transaction Settlement Cycle (Conformed to Federal Register Version)
File No.: S7-05-22
Other Release No.: IA-6239
Effective Date: May 5, 2023
Federal Register version (88 FR 13872)
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