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| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| 34-97478 | May 11, 2023 | Technical Amendments to Form BD and Form BDW
(Conformed to Federal Register version) Effective Date: May 23, 2023 Federal Register version (88 FR 32963) |
| IA-6297 | May 3, 2023 | Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers
File No.: S7-01-22 Effective Date: See section II.E. of this final rule Compliance Dates: See section II.E. of this final rule See Also:
|
| 34-97424 | May 3, 2023 | Share Repurchase Disclosure Modernization
Other Release Nos.: IC-34906 File No.: S7-21-21 Effective Date: 60 days after publication in the Federal Register See Also:
|
| First Quarter | ||
| 33-11168 | Mar. 20, 2023 | Adoption of Updated EDGAR Filer Manual
(Conformed to Federal Register version) Other Release Nos.: 34-97161; 39-2549; IC-34860 Effective Date: April 20, 2023 Federal Register version (88 FR 24329) |
| 33-11159 | Feb. 21, 2023 | Extending Form 144 EDGAR Filing Hours
(Conformed to Federal Register version) Other Release Nos.: 34-96959; 39-2548 Effective Date: March 20, 2023 Federal Register version (88 FR 12205) |
| 34-96930 | Feb. 15, 2023 | Shortening the Securities Transaction Settlement Cycle (Conformed to Federal Register Version)
File No.: S7-05-22 Other Release No.: IA-6239 Effective Date: May 5, 2023 Federal Register version (88 FR 13872) See Also:
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