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Comments on Proposed Rule: Concept Release Concerning Self-Regulation

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Date Sort descending	Letter Type	Commenter Name
March 8, 2005	Public Comment	Tom O'Keefe, National Association of Investment Professionals
March 8, 2005	Public Comment	William J. Brodsky, Chairman and Chief Executive Officer, Chicago Board Options Exchange, Incorporated
March 4, 2005	Public Comment	End the Fraud Coalition
Feb. 20, 2005	Public Comment	Gene L. Finn, Finn Associates
Feb. 9, 2005	Public Comment	Raymond H. Gambel, Retired state examiner/Adjunct contract faculty, Metairie, Louisiana
Feb. 7, 2005	Public Comment	Ralph S. Saul
Jan. 14, 2005	Public Comment	Jayda Dagdelen, Senior Task Force Commissioner and Mara Tchalakov, Senior Task Force Commissioner, Princeton University
Dec. 27, 2004	Public Comment	Ted Moore
Dec. 21, 2004	Meeting with SEC Officials	Memorandum from the Division of Market Regulation regarding a meeting with representatives of the National Association of Securities Dealers, Inc.
Dec. 14, 2004	Public Comment	Kenneth J. Marcus, Los Angeles, California
March 2, 2004	Public Comment	W. Hardy Callcott

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-40-04

Release Number

34-50700

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