Comments on Proposed Rule: Concept Release Concerning Self-Regulation

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Rebecca T. McEnally, Director, Capital Markets Policy Group, and Linda L. Rittenhouse, Senior Policy Analyst, Capital Markets Policy Group, CFA Centre for Financial Market Integrity
Public Comment Gene L. Finn, Ph.D.
Public Comment Kelly S McEntire, Retired State of Utah Administrator, Huntsville, Utah
Public Comment Les Greenberg
Public Comment Robert R. Glauber, Chairman and CEO, NASD
Public Comment Jeffrey T. Brown, Senior Vice President, Office of Legislative and Regulatory Affairs, Charles Schwab & Co., Inc.
Public Comment Lisa Roth, President, Keystone Capital Corporation
Public Comment Marc E. Lackritz, President, Securities Industry Association
Public Comment Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, Inc.
Public Comment Ann Yerger, Executive Director, Council of Institutional Investors
Public Comment Anthony K. Stankiewicz, Esq., Vice President, Legal and Governance, Boston Stock Exchange, Inc.
Public Comment Archipelago Exchange, Boston Stock Exchange, Chicago Stock Exchange, International Securities Exchange, Nasdaq Stock Market, and Philadelphia Stock Exchange
Public Comment Ari Burstein, Associate Counsel, Investment Company Institute
Public Comment Craig S. Donohue, Chief Executive Officer, Chicago Mercantile Exchange Inc.
Public Comment Dale E. Brown, CAE, Executive Director & CEO, Financial Services Institute
Public Comment David C. Whitcomb Jr., Senior Vice President & Chief Regulatory Officer and Ellen J. Neely, Senior Vice President & General Counsel, Chicago Stock Exchange
Public Comment Edward S. Knight, Executive Vice President and General Counsel, Nasdaq Stock Market, Inc.
Public Comment Francis J. Ingrassia, Chairman, Municipal Securities Rulemaking Board and Christopher A. Taylor, Executive Director, Municipal Securities Rulemaking Board
Public Comment Jack Ehnes, Chief Executive Officer, California State Teachers' Retirement System
Public Comment John K. Romano, International Open Finance Association Inc., Miami, Florida
Public Comment Katherine Simmons, Chairman, Intermarket Surveillance Group
Public Comment Kim Bang, Bloomberg L.P.
Public Comment Laurie Fiori Hacking, Executive Director, Ohio Public Employees Retirement System
Public Comment Marjorie Gross, Senior Vice President and Regulatory Counsel, Bond Market Association
Public Comment Mary Yeager, Assistant Corporate Secretary, New York Stock Exchange
Public Comment Michael J. Simon, Secretary, International Securities Exchange, Inc.
Public Comment Neal Wolkoff, Acting Chief Executive Officer, American Stock Exchange
Public Comment Philip D. DeFeo, Chairman and Chief Executive Officer, Pacific Exchange
Public Comment Phylis M. Esposito, Executive Vice President and Chief Strategy Officer, Ameritrade, Inc.
Public Comment Tom Atkinson, President & CEO, Market Regulation Services Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-40-04
Release Number
34-50700
How to submit comments