Title
Reopening of Comment Period for Position Reporting of Large Security-Based Swap Positions
Release Number
34-97762
SEC Issue Date
Federal Register Publish Date
Final Rule - Reopened for Comments
Position Reporting of Large Security-Based Swap Positions
Overview
The Securities and Exchange Commission (“Commission”) is formally withdrawing certain notices of proposed rulemaking issued between March 2022 and November 2023. The Commission does not intend to issue final rules with respect to these proposals. If the Commission decides to pursue future regulatory action in any of these areas, it will issue a new proposed rule.
Prior Actions
Title
Prohibition Against Fraud, Manipulation, or Deception in Connection With Security-Based Swaps; Prohibition Against Undue Influence Over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions
Release Number
34-93784
SEC Issue Date
Federal Register Publish Date
Document Citation
87 FR 6652
RIN
3235-AK77
Title
Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act
Release Number
34-69491
SEC Issue Date
Federal Register Publish Date
Document Citation
78 FR 30800
RIN
3235-AK74, 3235-AK77, 3235-AK79, 3235-AK80, 3235-AK88, 3235-AK91, 3235-AK93, 3235-AL05, 3235-AL10, 3235-AL12, 3235-AL13
Title
Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps
Release Number
34-63236
34-93784
SEC Issue Date
Federal Register Publish Date
Document Citation
75 FR 68560
RIN
3235-AK77
Last Reviewed or Updated: June 18, 2025
Details
File Number
S7-32-10
Rule Type
Final
Release Number
33-11377
34-103247
IA-6885
IC-35635
SEC Issue Date
Effective Date
The Commission is withdrawing the proposed rules published at 87 FR 45052 (July 27, 2022), 88 FR 53960 (August 9, 2023), 88 FR 14672 (March 9, 2023), 87 FR 13524 (March 9, 2022), 87 FR 36654 (June 17, 2022), 87 FR 68816 (November 16, 2022), 88 FR 41338 (June 26, 2023), 88 FR 76282 (November 6, 2023), 88 FR 5440 (January 27, 2023), 88 FR 128 (January 3, 2023), 88 FR 23146 (April 14, 2023), 88 FR 20212 (April 5, 2023), 87 FR 15496 (Mar. 18, 2022), and 85 FR 65990 (Oct. 16, 2020) as of June 17, 2025.
Federal Register Publish Date
Public Comments