Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

National Securities Exchanges, MIAX SAPPHIRE, LLC (SAPPHIRE)

Public Comments

Submit a Comment on SR-SAPPHIRE-2025-05

Last Reviewed or Updated: Feb. 6, 2025

Resources

Notice Rule: SEC Issued Version (pdf 154.88 KB)

Exhibit 5

Details

File Number

SR-SAPPHIRE-2025-05

Rule Type

Notice

Release Number

34-102370

SEC Issue Date

Feb. 6, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Public Comments

Resources

Details

More in this Section

Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Public Comments

Resources

Details