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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Phlx Options 10, Section 5, Branch Office, and Options 10, Section 17, Profit Sharing Rules

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Submit a Comment on SR-Phlx-2021-52

Last Reviewed or Updated: Sept. 15, 2021

Resources

Notice Rule: SEC Issued Version (pdf 180.72 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 12, 2021

File Number

SR-Phlx-2021-52

Rule Type

Notice

Release Number

34-92986

SEC Issue Date

Sept. 15, 2021

Federal Register Publish Date

Sept. 21, 2021

Document Citation

86 FR 52536

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Phlx Options 10, Section 5, Branch Office, and Options 10, Section 17, Profit Sharing Rules

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Phlx Options 10, Section 5, Branch Office, and Options 10, Section 17, Profit Sharing Rules

Public Comments

Resources

Details