Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend General 9, Section 19, "Discretionary Power as to Customers' Accounts" and Adopt Two New Rules Within General 9 at Sections 30 and 45

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Last Reviewed or Updated: March 17, 2021

Public Comments Due

April 13, 2021

File Number

SR-Phlx-2021-13

Rule Type

Notice

Release Number

34-91342

SEC Issue Date

March 17, 2021

Federal Register Publish Date

March 23, 2021

Document Citation

86 FR 15538