Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend PSX Rule 3506 (Anti-Money Laundering Compliance Program) and Options 9, Section 21 (Anti-Money Laundering Compliance Program)

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Last Reviewed or Updated: Feb. 24, 2020

Public Comments Due

March 20, 2020

File Number

SR-Phlx-2020-06

Rule Type

Notice

Release Number

34-88272

SEC Issue Date

Feb. 24, 2020

Federal Register Publish Date

Feb. 28, 2020

Document Citation

85 FR 12032