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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists and Registered Options Traders

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Sept. 13, 2019

Resources

Notice Rule: SEC Issued Version (pdf 273.61 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

File Number

SR-Phlx-2019-33

Rule Type

Notice

Release Number

34-86959

SEC Issue Date

Sept. 13, 2019

Federal Register Publish Date

Sept. 19, 2019

Document Citation

84 FR 49362

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists and Registered Options Traders

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialists and Registered Options Traders

Resources

Details