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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Submit a Comment on SR-Phlx-2018-48

Last Reviewed or Updated: June 28, 2018

Resources

Notice Rule: SEC Issued Version (pdf 124.21 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

July 24, 2018

File Number

SR-Phlx-2018-48

Rule Type

Notice

Release Number

34-83547

SEC Issue Date

June 28, 2018

Federal Register Publish Date

July 3, 2018

Document Citation

83 FR 31201

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Firm Participation Guarantee for a Floor Broker

Public Comments

Resources

Details