Notice Rule

Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Public Comments

Submit a Comment on SR-Phlx-2017-75

Title

Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security

Release Number

34-81814

SEC Issue Date

Oct. 4, 2017

Federal Register Publish Date

Oct. 11, 2017

Document Citation

82 FR 47254

Resources

Notice Rule: SEC Issued Version (pdf 133.45 KB)

Notice Rule: Federal Register Version

Exhibit 5

Rel. No. 34-82147

View Received Comments

Title

Order Granting Approval of a Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security

Release Number

34-82474

SEC Issue Date

Jan. 9, 2018

Federal Register Publish Date

Jan. 16, 2018

Document Citation

83 FR 2240

Resources

Order Rule: SEC Issued Version (pdf 95.4 KB)

Order Rule: Federal Register Version

Last Reviewed or Updated: Oct. 4, 2017

Resources

Notice Rule: SEC Issued Version (pdf 85.04 KB)

Notice Rule: Federal Register Version

Rel. No. 34-81814

Details

Public Comments Due

Nov. 1, 2017

File Number

SR-Phlx-2017-75

Rule Type

Notice

Release Number

34-82147

SEC Issue Date

Nov. 22, 2017

Federal Register Publish Date

Nov. 28, 2017

Document Citation

82 FR 56320

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security

Public Comments

Resources

Resources

Resources

Details

More in this Section

Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security

Public Comments

Notice Rule (34-81814)

Resources

Order Rule (34-82474)

Resources

Resources

Details