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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1042A, Exercise of Options Contracts and Options Floor Procedure Advice G-1, Index Option Exercise Advice Forms

National Securities Exchanges, Nasdaq PHLX LLC (Phlx)

National Securities Exchanges, NASDAQ OMX PHLX

Last Reviewed or Updated: Aug. 29, 2016

Resources

Notice Rule: SEC Issued Version (pdf 121.69 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Sept. 23, 2016

File Number

SR-Phlx-2016-84

Rule Type

Notice

Release Number

34-78714

SEC Issue Date

Aug. 29, 2016

Federal Register Publish Date

Sept. 2, 2016

Document Citation

81 FR 60756

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1042A, Exercise of Options Contracts and Options Floor Procedure Advice G-1, Index Option Exercise Advice Forms

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1042A, Exercise of Options Contracts and Options Floor Procedure Advice G-1, Index Option Exercise Advice Forms

Resources

Details